HSBC Small Cap Fund - Direct Plan - Growth_Old

Regular

Regular and Direct options of the funds are exactly same except commission to your mutual fund broker/distributor. As an investor you do not need to pay any additional fees to purchase any of these options. However both have different expense ratios. Regular funds have higher expense ratio and direct funds have lower expense ratio. This difference is because of commission paid to broker/distributor. Lower expense ratio leads to higher returns for investors.
Direct

Regular and Direct options of the funds are exactly same except commission to your mutual fund broker/distributor. As an investor you do not need to pay any additional fees to purchase any of these options. However both have different expense ratios. Regular funds have higher expense ratio and direct funds have lower expense ratio. This difference is because of commission paid to broker/distributor. Lower expense ratio leads to higher returns for investors.

This scheme closed on 25-04-2014 & the data you are seeing is not latest data.

Portfolio Turnover Ratio : 45.00%. Category average turnover ratio is 0.00%. Fund manager updated portfolio more frequently than peers in last 1 year. (I.e. fund manager held stocks/bonds in the portfolio for shorter duration than peers)

Equity Holding : 98.21% | F&O Holdings : 0.00%| Foreign Equity Holdings : 0.00%| Total : 98.21%

No of Stocks : 30 (Category Avg - 0.00) | Large Cap Investments : 8.43%| Mid Cap Investments : 18.76% | Small Cap Investments : 63.01% | Other : 8.01%

Portfolio Summary (as on 31st Mar,2014)

Particulars	This Scheme	Category
No. of Stocks	30	0
Top 5 Stock Weight	34.35%	0%
Top 10 Stock Weight	53.98%	0%
Top 3 Sector Weight	35.13%	0%

Category - Fund of Funds - Gold

Particulars	This Scheme	Category
Average mcap (Cr)	8052.29	0
Holdings in large cap stocks	8.43%	0%
Holdings in mid cap stocks	18.76%	0%
Holdings in small cap stocks	63.01%	0%

Category - Fund of Funds - Gold

Top 10 Stocks holding in Portfolio (as on 31st Mar,2014)

Stock Invested in	Sector	Value(Mn)	% of Total Holdings	1M Change	1Y Highest Holding	1Y Lowest Holding	Quantity	1M Change in Qty
# Nucleus Software Exports Ltd.	Computers - software	13	8.61%	0.00%	0% (Nov 2025)	0% (Nov 2025)	59.60 k	-4.20 k
# Orient Cement Ltd.	Cement	10.2	6.74%	0.00%	0% (Nov 2025)	0% (Nov 2025)	2.14 L	0.00
# Suprajit Engineering Ltd.	Auto ancillaries	9.9	6.57%	0.00%	0% (Nov 2025)	0% (Nov 2025)	1.45 L	0.00
# Balkrishna Industries Ltd.	Tyres & allied	9.8	6.49%	0.00%	0% (Nov 2025)	0% (Nov 2025)	20.50 k	0.00
# Aurobindo Pharma Ltd.	Pharmaceuticals	9	5.94%	0.00%	0% (Nov 2025)	0% (Nov 2025)	17.50 k	0.00
# VST Tillers Tractors Ltd.	Tractors	8	5.27%	0.00%	0% (Nov 2025)	0% (Nov 2025)	8.50 k	5.50 k
# Godfrey Phillips India Ltd.	Cigarettes	5.8	3.83%	0.00%	0% (Nov 2025)	0% (Nov 2025)	1.80 k	0.00
# Alembic Pharmaceuticals Ltd.	Pharmaceuticals	5.4	3.59%	0.00%	0% (Nov 2025)	0% (Nov 2025)	19.00 k	0.00
# State Bank Of Bikaner And Jaipur Ltd.	Banks	5.3	3.49%	0.00%	0% (Nov 2025)	0% (Nov 2025)	16.00 k	0.00
# Development Credit Bank Ltd.	Banks	5.2	3.45%	0.00%	0% (Nov 2025)	0% (Nov 2025)	85.00 k	0.00

- indicates change in weight in the portfolio. # indicates a new entry.

View complete holding

Complete equity Portfolio (as on 31st Mar,2014)

None
Sector
M-Cap

Help me understand this table

Stock Invested in	Sector	Sector Total	Value(Mn)	% of Total Holdings	1M Change	1Y Highest Holding	1Y Lowest Holding	Quantity	1M Change in Qty	M-Cap	GroupName
# Nucleus Software Exports Ltd.	Computers - software	8.61	13	8.61%	0.00%	0% (Nov 2025)	0% (Nov 2025)	59.60 k	-4.20 k	Small Cap	63.01
# Orient Cement Ltd.	Cement	6.74	10.2	6.74%	0.00%	0% (Nov 2025)	0% (Nov 2025)	2.14 L	0.00	Small Cap	63.01
# Suprajit Engineering Ltd.	Auto ancillaries	8.93	9.9	6.57%	0.00%	0% (Nov 2025)	0% (Nov 2025)	1.45 L	0.00	Small Cap	63.01
# Balkrishna Industries Ltd.	Tyres & allied	6.49	9.8	6.49%	0.00%	0% (Nov 2025)	0% (Nov 2025)	20.50 k	0.00	Mid Cap	18.76
# Aurobindo Pharma Ltd.	Pharmaceuticals	9.53	9	5.94%	0.00%	0% (Nov 2025)	0% (Nov 2025)	17.50 k	0.00	Large Cap	8.43
# VST Tillers Tractors Ltd.	Tractors	5.27	8	5.27%	0.00%	0% (Nov 2025)	0% (Nov 2025)	8.50 k	5.50 k	Small Cap	63.01
# Godfrey Phillips India Ltd.	Cigarettes	3.83	5.8	3.83%	0.00%	0% (Nov 2025)	0% (Nov 2025)	1.80 k	0.00	Other	8.01
# Alembic Pharmaceuticals Ltd.	Pharmaceuticals	9.53	5.4	3.59%	0.00%	0% (Nov 2025)	0% (Nov 2025)	19.00 k	0.00	Mid Cap	18.76
# State Bank Of Bikaner And Jaipur Ltd.	Banks	16.67	5.3	3.49%	0.00%	0% (Nov 2025)	0% (Nov 2025)	16.00 k	0.00	Small Cap	63.01
# Development Credit Bank Ltd.	Banks	16.67	5.2	3.45%	0.00%	0% (Nov 2025)	0% (Nov 2025)	85.00 k	0.00	Small Cap	63.01
# Gateway Distriparks Ltd.	Logistics solution provider	3.41	5.1	3.41%	3.41%	0% (Nov 2025)	0% (Nov 2025)	31.00 k	31.00 k	Small Cap	63.01
# Karnataka Bank Ltd.	Banks	16.67	5	3.34%	0.00%	0% (Nov 2025)	0% (Nov 2025)	43.00 k	0.00	Small Cap	63.01
# SRF Ltd.	Chemicals - speciality	3.34	5	3.34%	0.00%	0% (Nov 2025)	0% (Nov 2025)	14.00 k	0.00	Mid Cap	18.76
# State Bank Of Travancore	Banks	16.67	4.9	3.26%	0.00%	0% (Nov 2025)	0% (Nov 2025)	11.71 k	0.00	Small Cap	63.01
# Dena Bank	Banks	16.67	4.7	3.13%	0.00%	0% (Nov 2025)	0% (Nov 2025)	78.00 k	0.00	Small Cap	63.01
# Cholamandalam Investment & Finance Co. Ltd.	Nbfc	3.07	4.6	3.07%	0.00%	0% (Nov 2025)	0% (Nov 2025)	16.07 k	0.00	Mid Cap	18.76
# Adani Ports And Special Economic Zone Ltd.	Port	2.49	3.8	2.49%	0.00%	0% (Nov 2025)	0% (Nov 2025)	20.00 k	0.00	Large Cap	8.43
# Sanghvi Movers Ltd.	Industrial equipment	4.41	3.7	2.47%	0.00%	0% (Nov 2025)	0% (Nov 2025)	56.00 k	0.00	Small Cap	63.01
# Majestic Auto Ltd.	Auto ancillaries	8.93	3.6	2.36%	0.00%	0% (Nov 2025)	0% (Nov 2025)	84.61 k	0.00	Small Cap	63.01
# Pi Industries Ltd.	Pesticides and agrochemicals	2.27	3.4	2.27%	0.00%	0% (Nov 2025)	0% (Nov 2025)	12.31 k	0.00	Mid Cap	18.76
# Orient Paper & Industries Ltd.	Home appliances	2.43	3.4	2.24%	0.00%	0% (Nov 2025)	0% (Nov 2025)	2.14 L	0.00	Small Cap	63.01
# Tech Mahindra Ltd.	Software -telecom	2.14	3.2	2.14%	0.00%	0% (Nov 2025)	0% (Nov 2025)	1.80 k	0.00	Other	8.01
# Bata India Ltd.	Leather and leather products	2.04	3.1	2.04%	0.00%	0% (Nov 2025)	0% (Nov 2025)	2.70 k	0.00	Other	8.01
# TIL Ltd.	Industrial equipment	4.41	2.9	1.94%	0.00%	0% (Nov 2025)	0% (Nov 2025)	19.01 k	0.00	Small Cap	63.01
# Gujarat Mineral Development Corporation Ltd.	Industrial minerals	1.92	2.9	1.92%	0.00%	0% (Nov 2025)	0% (Nov 2025)	22.00 k	0.00	Small Cap	63.01
# Ador Welding Ltd.	Electrodes	1.36	2.1	1.36%	0.00%	0% (Nov 2025)	0% (Nov 2025)	14.22 k	0.00	Small Cap	63.01
# KEC International Ltd.	Engineering, designing, construction	1.34	2	1.34%	0.00%	0% (Nov 2025)	0% (Nov 2025)	30.00 k	0.00	Small Cap	63.01
# Jagran Prakashan Ltd.	Printing and publishing	1.02	1.6	1.02%	1.02%	0% (Nov 2025)	0% (Nov 2025)	15.00 k	15.00 k	Small Cap	63.01
# Indo Tech Transformers Ltd.	Power equipment	0.9	1.4	0.90%	0.00%	0% (Nov 2025)	0% (Nov 2025)	22.70 k	-0.19 L	Small Cap	63.01
# Bajaj Electricals Ltd.	Home appliances	2.43	0.3	0.19%	0.19%	0% (Nov 2025)	0% (Nov 2025)	1.00 k	1.00 k	Small Cap	63.01
Lakshmi Energy & Foods Ltd.	Consumer food		2.4	0.00%	-1.77%	-	-	-	-	Small Cap	63.01
Globus Spirits Ltd.	Brew/distilleries		1.8	0.00%	-1.32%	-	-	-	-	Small Cap	63.01
Greenply Industries Ltd.	Plywood boards		1.2	0.00%	-0.90%	-	-	-	-	Other	8.01
RSWM Ltd.	Spinning-cotton/blended		6.5	0.00%	-4.79%	-	-	-	-	Small Cap	63.01

- indicates change in weight in the portfolio. # indicates a new entry.

New Stocks added in Portfolio (in 1 month period ending 31st Mar,2014)

Stock Invested in	Sector	Value(Mn)	% of Total Holdings	1M Change	1Y Highest Holding	1Y Lowest Holding	Quantity	1M Change in Qty
# Bajaj Electricals Ltd.	Home appliances	0.3	0.19%	0.19%	0% (Nov 2025)	0% (Nov 2025)	1.00 k	1003
# Jagran Prakashan Ltd.	Printing and publishing	1.6	1.02%	1.02%	0% (Nov 2025)	0% (Nov 2025)	15.00 k	15000
# Gateway Distriparks Ltd.	Logistics solution provider	5.1	3.41%	3.41%	0% (Nov 2025)	0% (Nov 2025)	31.00 k	31000

Stocks removed from Portfolio (in 1 month period ending 31st Mar,2014)

Stock Invested in	Sector	Value(Mn)	% of Total Holdings	1M Change	1Y Highest Holding	1Y Lowest Holding	1M Change in Qty
Lakshmi Energy & Foods Ltd.	Consumer food	2.4	0.00%	-1.77%	0% (Nov 2025)	0% (Nov 2025)	-100000
Globus Spirits Ltd.	Brew/distilleries	1.8	0.00%	-1.32%	0% (Nov 2025)	0% (Nov 2025)	-26000
Greenply Industries Ltd.	Plywood boards	1.2	0.00%	-0.90%	0% (Nov 2025)	0% (Nov 2025)	-3681
RSWM Ltd.	Spinning-cotton/blended	6.5	0.00%	-4.79%	0% (Nov 2025)	0% (Nov 2025)	-49006

Trend in stock holdings (Top 15 Holding)

Stock	Mar 2014	Feb 2014	Jan 2014	Dec 2013	Nov 2013	Oct 2013	Sep 2013	Aug 2013	Jul 2013	Jun 2013	May 2013	Apr 2013	Mar 2013
Nucleus Software Exports Ltd.	8.61%	9.84%	9.52%	9.97%	8.71%	8.37%	10.29%	10.37%	9.41%	9.21%	8.93%	8.85%	9.11%
Rane Holdings Ltd.	-	-	-	-	-	-	-	7.19%	7.60%	8.07%	7.63%	6.85%	7.25%
Orient Cement Ltd.	6.74%	5.98%	5.96%	6.35%	6.64%	6.48%	7.02%	6.49%	6.40%	8.77%	8.20%	7.74%	8.17%
RSWM Ltd.	-	4.79%	6.49%	7.36%	7.53%	8.31%	7.42%	7.97%	7.60%	6.46%	6.20%	4.90%	4.43%
Pricol Ltd.	-	-	-	-	-	-	-	6.73%	7.14%	6.26%	5.68%	6.18%	5.14%
Gujarat Ambuja Exports Ltd.	-	-	-	-	-	-	-	6.40%	6.66%	5.87%	5.95%	5.88%	5.76%
Suprajit Engineering Ltd.	6.57%	6.18%	6.18%	5.61%	4.50%	2.61%	-	-	-	-	-	-	-
State Bank Of Travancore	3.26%	3.21%	3.80%	4.63%	5.00%	5.14%	5.32%	5.49%	5.99%	5.72%	5.47%	5.35%	5.46%
Aurobindo Pharma Ltd.	5.94%	6.78%	6.40%	5.22%	4.08%	2.62%	2.63%	-	-	-	-	-	-
State Bank Of Bikaner And Jaipur Ltd.	3.49%	3.43%	3.73%	3.86%	4.06%	4.20%	4.44%	4.69%	5.13%	5.09%	5.02%	4.75%	4.80%
KRBL Ltd.	-	-	-	-	-	-	3.01%	4.49%	3.66%	4.14%	4.63%	4.26%	4.07%
Globus Spirits Ltd.	-	1.32%	1.42%	1.93%	4.19%	4.88%	4.07%	4.14%	4.03%	4.03%	4.05%	4.23%	4.10%
IFB Industries Ltd	-	-	-	-	0.98%	3.74%	3.27%	3.67%	3.33%	3.51%	4.14%	4.59%	4.56%
Gateway Distriparks Ltd.	3.41%	-	-	-	-	-	-	-	-	-	-	-	-
Godfrey Phillips India Ltd.	3.83%	4.40%	2.96%	2.96%	3.12%	3.18%	3.32%	-	-	-	-	-	-