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Oct 30, 2020 04:47 PM IST The SEBI conducted an investigation into the trading activities of Jaisukh Dealers Ltd (JDL) between February 2014 and July 2016 to ascertain the possible violation of PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) norms.
Oct 30, 2020 10:21 AM IST Capital adequacy requirements are generally needed for a company in the lending business. A broker whose role now has been restricted to be a platform provider for the traders or investors is not providing his money to his clients.
Oct 30, 2020 10:16 AM IST For now, there are just too many possibilities and variables, and sufficient information is still not available. AMCs are figuring out what to do and also making representations to SEBI
Oct 29, 2020 01:34 PM IST Captial markets regulator wants to ensure that accounts of all clients be made nil once in 30 or 90 days in the books of the stockbrokers, depending upon the preference of clients. It has already sought the feedback from various stakeholders.
Oct 28, 2020 12:28 PM IST The increase in the number of registrations of FPIs and growing inflows of investment in the Indian market signifies foreign investors' interests in India, SEBI has said.
Oct 27, 2020 07:44 PM IST The clarification came on Monday as part of an informal guidance sought by SREI Multiple Asset Investment Trust (SMAIT) with respect to AIF norms.
Oct 27, 2020 10:24 AM IST In June, Franklin Templeton had indemnified its trustees of any liabilities. But the High Court has said such indemnity cannot be given unless unitholders' agree
Oct 27, 2020 10:03 AM IST SEBI has passed an order on October 21, 2020, against the company asking it to deposit Rs 1,292.46 crore in an escrow account in a nationalized bank within seven working days
Oct 26, 2020 05:31 PM IST The order came after Ministry of Corporate Affairs (MCA) forwarded a report to SEBI to ascertain if the underwriter, which is a 100 percent subsidiary of Infrastructure Leasing & Financial Services Ltd (IL&FS), was qualified to be a "fit and proper person" to continue as a SEBI registered intermediary.
Oct 26, 2020 05:22 PM IST Birla Pacific Medspa Ltd (BPML), which came out with offer documents in March 2011, had floated its over Rs 65-core initial public offering (IPO) in June 2011.
Oct 26, 2020 10:36 AM IST The opposition to Sebi’s push to get listed companies to enhance disclosures on forensic audit is a misplaced one
Oct 26, 2020 10:13 AM IST Reports say that four out of the six Franklin Templeton debt schemes have turned cash positive already
Oct 24, 2020 08:38 PM IST The high court did not allow Franklin Templeton to distribute money in cash–positive schemes that the fund house has received.
Oct 23, 2020 09:00 PM IST The application had been necessitated on account of a scheme of amalgamation providing for the merger of NTPC's wholly-owned subsidiaries with itself, a Sebi order said.
Oct 23, 2020 07:14 PM IST The employee, Vandana Singh (noticee), general manager regulatory affair of Biocon at the time of investigation and also a designated person, is facing a fine of Rs 3 lakh for violating provisions of Prohibition of Insider Trading (PIT) norms.
Oct 22, 2020 07:43 PM IST As per the code of conduct of the firm, a pre-clearance of trades was needed from the compliance officer since the number of shares involved in the trade exceeded 50,000 scrips, to be approved in consultation with the company's chairman.
Oct 22, 2020 07:20 PM IST In the wake of the COVID-19 pandemic, the watchdog, in March, came out with various measures, including revision of market wide position limit, to ensure orderly trading and settlement to contain high market volatility.
Oct 22, 2020 12:40 PM IST The least the market regulator can do is impose the ‘Disgorgement of unlawful profit’ order on such offenders, which would mean collecting the unlawful profits
Oct 21, 2020 04:20 PM IST IPF is used to refund investors who have lost money after default by brokers. Capital market regulator has already held talks with stakeholders on T+1 settlement two weeks earlier. Almost all IPOs and rights issues have been over-subscribed this financial year, says Tyagi.
Oct 21, 2020 11:57 AM IST The phase I and phase II online examinations will be held on January 17 and February 27, 2021 respectively, for the recruitment of officers in Grade A, the Securities and Exchange Board of India (Sebi) said in a notice.
Oct 21, 2020 11:41 AM IST SEBI’s recent move to nab alleged front-runners is commendable, considering the scant regulatory base of just one clumsily drafted clause against front-running. The gaps against front-running are partly filled by a Supreme Court decision and a SEBI circular
Oct 20, 2020 10:22 PM IST The auditor was appointed to ascertain manipulation of books of accounts of the firm, misrepresentation of financials or business operations by the company, wrongful diversion of funds by promoters, directors or key managerial persons and business transfer and share purchase agreements.
Oct 19, 2020 07:35 PM IST The decision was taken based on the recommendations of the Commodity Derivatives Advisory Committee (CDAC).
Oct 19, 2020 07:11 PM IST The restoration of the cut-off time comes six months after SEBI decided to trim the cut-off timing for both equity and debt funds back in April, keeping in mind the coronavirus-led disruptions
Oct 19, 2020 05:43 PM IST The benefit of cut-off time being restored to 3 PM for equity fund purchases was not extended for switches from equity to debt funds
