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  • SEBI fines Rs 65 lakh on 13 entities for manipulative trades Oct 30, 2020 04:47 PM IST

    SEBI fines Rs 65 lakh on 13 entities for manipulative trades

    The SEBI conducted an investigation into the trading activities of Jaisukh Dealers Ltd (JDL) between February 2014 and July 2016 to ascertain the possible violation of PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) norms.

  • SEBI’s new capital adequacy plan is a meaningless one Oct 30, 2020 10:21 AM IST

    SEBI’s new capital adequacy plan is a meaningless one

    Capital adequacy requirements are generally needed for a company in the lending business. A broker whose role now has been restricted to be a platform provider for the traders or investors is not providing his money to his clients.

  • What should multi-cap fund investors do after SEBI’s new diktat? Oct 30, 2020 10:16 AM IST

    What should multi-cap fund investors do after SEBI’s new diktat?

    For now, there are just too many possibilities and variables, and sufficient information is still not available. AMCs are figuring out what to do and also making representations to SEBI

  • SEBI considering strengthening settlement norms Oct 29, 2020 01:34 PM IST

    SEBI considering strengthening settlement norms

    Captial markets regulator wants to ensure that accounts of all clients be made nil once in 30 or 90 days in the books of the stockbrokers, depending upon the preference of clients. It has already sought the feedback from various stakeholders.

  • Corporate bond market, IPO regulations top SEBI's interaction with US investors Oct 28, 2020 12:28 PM IST

    Corporate bond market, IPO regulations top SEBI's interaction with US investors

    The increase in the number of registrations of FPIs and growing inflows of investment in the Indian market signifies foreign investors' interests in India, SEBI has said.

  • SEBI provides clarity on alternate investment fund norms Oct 27, 2020 07:44 PM IST

    SEBI provides clarity on alternate investment fund norms

    The clarification came on Monday as part of an informal guidance sought by SREI Multiple Asset Investment Trust (SMAIT) with respect to AIF norms.

  • Franklin Templeton case: Karnataka HC says MF trustees cannot be indemnified Oct 27, 2020 10:24 AM IST

    Franklin Templeton case: Karnataka HC says MF trustees cannot be indemnified

    In June, Franklin Templeton had indemnified its trustees of any liabilities. But the High Court has said such indemnity cannot be given unless unitholders' agree

  • Prabhat Dairy and the curious case of what happened to Rs 1,300 crore Oct 27, 2020 10:03 AM IST

    Prabhat Dairy and the curious case of what happened to Rs 1,300 crore

    SEBI has passed an order on October 21, 2020, against the company asking it to deposit Rs 1,292.46 crore in an escrow account in a nationalized bank within seven working days

  • SEBI drops proceedings against IL&FS Financial Services related to alleged violation of underwriter Oct 26, 2020 05:31 PM IST

    SEBI drops proceedings against IL&FS Financial Services related to alleged violation of underwriter

    The order came after Ministry of Corporate Affairs (MCA) forwarded a report to SEBI to ascertain if the underwriter, which is a 100 percent subsidiary of Infrastructure Leasing & Financial Services Ltd (IL&FS), was qualified to be a "fit and proper person" to continue as a SEBI registered intermediary.

  • SEBI bans Birla Pacific Medspa, Yashovardhan Birla, 8 others from securities markets for 2 years Oct 26, 2020 05:22 PM IST

    SEBI bans Birla Pacific Medspa, Yashovardhan Birla, 8 others from securities markets for 2 years

    Birla Pacific Medspa Ltd (BPML), which came out with offer documents in March 2011, had floated its over Rs 65-core initial public offering (IPO) in June 2011.

  • Why forensic audits of listed companies are a public good Oct 26, 2020 10:36 AM IST

    Why forensic audits of listed companies are a public good

    The opposition to Sebi’s push to get listed companies to enhance disclosures on forensic audit is a misplaced one

  • Strong judgement by Karnataka HC on Franklin Templeton, but time has healed some scars Oct 26, 2020 10:13 AM IST

    Strong judgement by Karnataka HC on Franklin Templeton, but time has healed some scars

    Reports say that four out of the six Franklin Templeton debt schemes have turned cash positive already

  • Franklin Templeton scheme investors’ wait gets longer despite favourable verdict — Here’s why Oct 24, 2020 08:38 PM IST

    Franklin Templeton scheme investors’ wait gets longer despite favourable verdict — Here’s why

    The high court did not allow Franklin Templeton to distribute money in cash–positive schemes that the fund house has received.

  • SEBI grants exemption to NTPC for buy-back programme Oct 23, 2020 09:00 PM IST

    SEBI grants exemption to NTPC for buy-back programme

    The application had been necessitated on account of a scheme of amalgamation providing for the merger of NTPC's wholly-owned subsidiaries with itself, a Sebi order said.

  • SEBI levies fine on Biocon employee for violating insider trading norms Oct 23, 2020 07:14 PM IST

    SEBI levies fine on Biocon employee for violating insider trading norms

    The employee, Vandana Singh (noticee), general manager regulatory affair of Biocon at the time of investigation and also a designated person, is facing a fine of Rs 3 lakh for violating provisions of Prohibition of Insider Trading (PIT) norms.

  • SEBI disposes of proceedings against Bharti Telecom, Sunil Bharti Mittal, two others Oct 22, 2020 07:43 PM IST

    SEBI disposes of proceedings against Bharti Telecom, Sunil Bharti Mittal, two others

    As per the code of conduct of the firm, a pre-clearance of trades was needed from the compliance officer since the number of shares involved in the trade exceeded 50,000 scrips, to be approved in consultation with the company's chairman.

  • Measures to deal with market volatility to be in place until November 26: SEBI Oct 22, 2020 07:20 PM IST

    Measures to deal with market volatility to be in place until November 26: SEBI

    In the wake of the COVID-19 pandemic, the watchdog, in March, came out with various measures, including revision of market wide position limit, to ensure orderly trading and settlement to contain high market volatility.

  • SEBI cracks a joke by imposing a Rs 6 crore fine on NSE Oct 22, 2020 12:40 PM IST

    SEBI cracks a joke by imposing a Rs 6 crore fine on NSE

    The least the market regulator can do is impose the ‘Disgorgement of unlawful profit’ order on such offenders, which would mean collecting the unlawful profits

  • Sebi to increase Investor Protection Fund size, says Chairman Ajay Tyagi Oct 21, 2020 04:20 PM IST

    Sebi to increase Investor Protection Fund size, says Chairman Ajay Tyagi

    IPF is used to refund investors who have lost money after default by brokers. Capital market regulator has already held talks with stakeholders on T+1 settlement two weeks earlier. Almost all IPOs and rights issues have been over-subscribed this financial year, says Tyagi.

  • SEBI to conduct examinations in January, February to hire 147 senior officers Oct 21, 2020 11:57 AM IST

    SEBI to conduct examinations in January, February to hire 147 senior officers

    The phase I and phase II online examinations will be held on January 17 and February 27, 2021 respectively, for the recruitment of officers in Grade A, the Securities and Exchange Board of India (Sebi) said in a notice.

  • SEBI is catching up with front-runners Oct 21, 2020 11:41 AM IST

    SEBI is catching up with front-runners

    SEBI’s recent move to nab alleged front-runners is commendable, considering the scant regulatory base of just one clumsily drafted clause against front-running. The gaps against front-running are partly filled by a Supreme Court decision and a SEBI circular

  • SEBI pulls up Prabhat Dairy for non-cooperation with auditor; asks it to deposit Rs 1,292 crore Oct 20, 2020 10:22 PM IST

    SEBI pulls up Prabhat Dairy for non-cooperation with auditor; asks it to deposit Rs 1,292 crore

    The auditor was appointed to ascertain manipulation of books of accounts of the firm, misrepresentation of financials or business operations by the company, wrongful diversion of funds by promoters, directors or key managerial persons and business transfer and share purchase agreements.

  • SEBI comes out with guidelines for utilisation of fund created for farmers, FPOs Oct 19, 2020 07:35 PM IST

    SEBI comes out with guidelines for utilisation of fund created for farmers, FPOs

    The decision was taken based on the recommendations of the Commodity Derivatives Advisory Committee (CDAC).

  • Big Story | SEBI restores cut-off timings for buying and selling of mutual fund units after 6 months Oct 19, 2020 07:11 PM IST

    Big Story | SEBI restores cut-off timings for buying and selling of mutual fund units after 6 months

    The restoration of the cut-off time comes six months after SEBI decided to trim the cut-off timing for both equity and debt funds back in April, keeping in mind the coronavirus-led disruptions

  • New cut-off time can throw unexpected challenges for MF industry Oct 19, 2020 05:43 PM IST

    New cut-off time can throw unexpected challenges for MF industry

    The benefit of cut-off time being restored to 3 PM for equity fund purchases was not extended for switches from equity to debt funds

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