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The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity markets in India under the ownership of the Ministry of Finance, Government of India. SEBI was established on April 12, 1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992. The Preamble of the Securities and Exchange Board of India describes the basic functions of the Securities and Exchange Board of India as More

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  • ED questions ex Mumbai CP Sanjay Pandey in NSE co-location case Jul 05, 2022 02:49 PM IST

    ED questions ex Mumbai CP Sanjay Pandey in NSE co-location case

    The agency recorded his statement under criminal sections of the Prevention of Money Laundering Act (PMLA)

  • Sebi asks bourses, depositories to launch online complaint redressal system Jul 04, 2022 06:36 PM IST

    Sebi asks bourses, depositories to launch online complaint redressal system

    This is in line with the online platform, SCORES, launched by the capital markets regulator in June 2011 to help investors lodge their complaints, pertaining to the securities market, against listed companies and SEBI-registered intermediaries.

  • Sebi fines PGIM AMC, its CEO, fund managers for inter-scheme transfers during credit crisis Jul 02, 2022 06:23 AM IST

    Sebi fines PGIM AMC, its CEO, fund managers for inter-scheme transfers during credit crisis

    The cases pertain to an inspection carried out on inter-scheme transfer for the period August 2018 to February 2019. Sebi fined the AMC Rs 25 lakh, CEO Ajit Menon Rs 5 lakh, and three fund managers for Rs 2 lakh each

  • Sebi penalises Kotak Mahindra Trustee Company, Kotak AMC's chief Nilesh Shah, 5 others Jul 01, 2022 08:19 AM IST

    Sebi penalises Kotak Mahindra Trustee Company, Kotak AMC's chief Nilesh Shah, 5 others

    Others penalised by Sebi are Kotak AMC's fund managers -- Lakshmi Iyer, Deepak Agarwal, Abhishek Bisen -- Compliance Officer Jolly Bhatt and Gaurang Shah, who was one of the members of the investment committee that approved the investment decisions related to certain Fixed Maturity Plan (FMP) schemes, as per the order.

  • Sebi levies Rs 20 lakh fine on 2 individuals in Esaar India case Jul 01, 2022 07:54 AM IST

    Sebi levies Rs 20 lakh fine on 2 individuals in Esaar India case

    The order came after Sebi initiated adjudication proceedings against Geetaben and Shivshankar for the violation of PFUTP regulations for the period from April 2011 to February 2015. The regulator noted that noticees were allotted shares in the preferential allotment for which they had transferred Rs 30 lakh.

  • Sebi fines Rs 11 crore on NSE, 7 others in algo trade software case Jul 01, 2022 07:51 AM IST

    Sebi fines Rs 11 crore on NSE, 7 others in algo trade software case

    The regulator has levied a fine of Rs 1 crore each on NSE, Ramkrishna and Narain. Also, a fine of Rs 1 crore has been imposed on Suprabhat Lal, who was a NSE official at the time of violation.

  • Healthvista India files draft papers for IPO Jun 30, 2022 10:33 PM IST

    Healthvista India files draft papers for IPO

    The company is an out-of-hospital healthcare provider with brand Portea.

  • Sebi comes out with new format for disclosure of shareholding patterns Jun 30, 2022 09:48 PM IST

    Sebi comes out with new format for disclosure of shareholding patterns

    In the disclosure of public shareholding, names of the shareholders holding one per cent or above of shares of the listed entity is to be disclosed.

  • Sebi extends deadline to implement guidelines on instruction slips for share pledging Jun 30, 2022 07:02 PM IST

    Sebi extends deadline to implement guidelines on instruction slips for share pledging

    New Delhi, Jun 30 Capital markets regulator Sebi on Thursday extended the deadline by two months to September 1 for implementation of the guid..

  • Sebi bans Parsvnath Developers from securities market for 6 months; fines Rs 15 lakh Jun 30, 2022 02:37 PM IST

    Sebi bans Parsvnath Developers from securities market for 6 months; fines Rs 15 lakh

    The company has been directed to pay the fine within 45 days, the Sebi said in an order

  • July 1: New rules to invest in mutual funds, teething troubles initially, but a safer future Jun 30, 2022 08:13 AM IST

    July 1: New rules to invest in mutual funds, teething troubles initially, but a safer future

    All those SIPs will stop where your broker used to transfer funds from your broking account balance to the mutual fund house. You have to sign up for fresh NACH mandates.

  • Moneycontrol Selects: Top stories this evening Jun 29, 2022 07:44 PM IST

    Moneycontrol Selects: Top stories this evening

    Our specially curated package of the most interesting articles to help you stay at the top of your game.

  • Sebi allows FPIs to participate in exchange-traded commodity derivatives market Jun 29, 2022 04:43 PM IST

    Sebi allows FPIs to participate in exchange-traded commodity derivatives market

    The regulator has said the existing Eligible Foreign Entity route, which required actual exposure to Indian physical commodities, has been discontinued. Any foreign investor desirous of participating in Indian ETCDs, with or without actual exposure to Indian physical commodities, can do so through the FPI route.

  • Sebi imposes Rs 7 crore fine on NSE, Rs 5 crore each on Ramkrishna, Varanasi in 'dark fibre' case Jun 29, 2022 12:55 PM IST

    Sebi imposes Rs 7 crore fine on NSE, Rs 5 crore each on Ramkrishna, Varanasi in 'dark fibre' case

    The regulator has imposed a penalty of Rs 7 crore on NSE and Rs 5 crore each on Ramkrishna and Narain. Besides, a fine of Rs 5 crore has been levied on Subramanian Anand.

  • SEBI finds NSE, Chitra Ramakrishna, 16 others guilty of collusion in NSE dark fibre case Jun 29, 2022 11:08 AM IST

    SEBI finds NSE, Chitra Ramakrishna, 16 others guilty of collusion in NSE dark fibre case

    The capital market regulator has imposed a cumulative penalty of Rs 43.8 crore on the 18 entities, with the NSE slapped with the biggest fine of Rs 7 crore

  • Co-location scam: Rs 7 crore penalty on NSE, Sebi fines Chitra & others too Jun 29, 2022 08:49 AM IST

    Co-location scam: Rs 7 crore penalty on NSE, Sebi fines Chitra & others too

    Former NSE officials Subramanian Anand and Ravi Varanasi also fined Rs 5 crore each

  • At Rs 40,311 crore, 16 companies mop up 43% more funds this year through IPOs Jun 28, 2022 05:37 PM IST

    At Rs 40,311 crore, 16 companies mop up 43% more funds this year through IPOs

    As many as 50 companies have filed their draft red herring prospectus with SEBI this year so far.

  • Sebi penalises Bharti Infratel for flouting regulatory norms Jun 28, 2022 01:21 PM IST

    Sebi penalises Bharti Infratel for flouting regulatory norms

    In its order, Sebi found that Bharti Infratel violated the provisions of the SBEB (Share Based Employee Benefits) by not appropriating the excess 5,32,862 shares of the company within the stipulated timeline of March 31, 2017.

  • Aurobindo Pharma receives 'warning letter' from SEBI over USFDA audit row Jun 27, 2022 02:42 PM IST

    Aurobindo Pharma receives 'warning letter' from SEBI over USFDA audit row

    Aurobindo Pharma "disclosed very limited and restricted information" about the warning it had received from the American drug regulator, SEBI said.

  • AMCs prepare to launch new mutual fund schemes from next month as Sebi restriction nears end Jun 26, 2022 01:12 PM IST

    AMCs prepare to launch new mutual fund schemes from next month as Sebi restriction nears end

    Moreover, asset management companies (AMCs) have a line-up of passive funds on the fixed income and equity side as well as selective launches in certain categories to fill product gaps.

  • SEBI penalises four individuals for violations in Mindtree share trade Jun 24, 2022 08:14 PM IST

    SEBI penalises four individuals for violations in Mindtree share trade

    The regulator levied a fine of Rs 1 lakh each on Chirag Malhotra, Meenakumari M, BG Dhananjaya and Nikhil Jain, according to four separate orders.

  • SEBI approves SS Mundra's appointment as BSE Chairman Jun 24, 2022 05:21 PM IST

    SEBI approves SS Mundra's appointment as BSE Chairman

    The former Deputy Governor of RBI will replace Justice Vikramajit Sen in the position.

  • Sebi slashes listing timeline of private InvITs to 6 days Jun 24, 2022 05:10 PM IST

    Sebi slashes listing timeline of private InvITs to 6 days

    Considering the time taken for the listing of units of privately placed InvIT in the recent past, it was decided to examine the reduction of timelines for their listing, which was also discussed with market participants, Sebi said in its circular.

  • Sebi levies Rs 30 lakh fine on 2 entities over disclosure lapses Jun 22, 2022 10:57 PM IST

    Sebi levies Rs 30 lakh fine on 2 entities over disclosure lapses

    The capital markets regulator Sebi fined two firms Rs 30 lakh on Wednesday for disclosure violations in the Sterling Green Woods Ltd. case.

  • Sebi sends Rs 5 lakh notice to Future Enterprises in disclosure lapses case Jun 22, 2022 04:35 PM IST

    Sebi sends Rs 5 lakh notice to Future Enterprises in disclosure lapses case

    The notice came after the company failed to pay the fine imposed on it by the Securities and Exchange Board of India (Sebi).

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