May 13, 2021 10:20 PM IST
From developmental work to strengthening the regulatory or compliance framework, the SEBI, MIIs and Intermediaries seem to have worked well together, despite the constraints, to ensure minimum hindrances in the stock market and related activities.
- May 12, 2021 09:56 AM IST
In a consultation paper, the watchdog has also suggested streamlining the disclosures requirement of group companies.
- May 10, 2021 10:26 PM IST
The new report — Business Responsibility and Sustainability Report (BRSR)– will replace the existing Business Responsibility Report (BRR).
- May 10, 2021 10:16 PM IST
Karvy Stock Broking crisis where clients' shares had been pledged illegally as collateral against loan.
- May 07, 2021 06:00 PM IST
Currently, the issuer company is not permitted to make discretionary allotment. In line with the provisions of main board IPO, issuer companies which have issued superior voting rights (SR) equity shares to promoters and founders will be allowed to do listing under IGP framework.
- May 05, 2021 05:31 PM IST
Last week, the company reported a growth in its consolidated profit for the fiscal year 2021, rising from Rs 948 crore in FY20 to Rs 1,347 crore in FY21.
- Apr 30, 2021 10:33 AM IST
The regulator says no charges can be levied for KYC, technology or payment gateway services. Advice fees can be charged only after investors okay all the terms and conditions
- Apr 30, 2021 09:49 AM IST
The regulator wants to ensure that the interests of fund managers are aligned with those of the unitholders
- Apr 29, 2021 09:45 PM IST
The market regulator has also extended the time period for filing annual secretarial compliance report to June 30.
- Apr 29, 2021 06:39 PM IST
Mere participation in the mutual fund scheme by employees and directors of the AMC is not a shield against underperformance or indeed wrongdoing
- Apr 29, 2021 02:46 PM IST
In today’s edition Moneycontrol Pro Panorama: An IPO with a difference, Fed’s shot of hope, Maruti’s margin call, Moderna’s vaccine push and more
- Apr 29, 2021 09:07 AM IST
The SEBI order stipulates that mutual fund units paid to employees would be locked in for a minimum period of three years or tenure of the scheme, whichever is less.
- Apr 28, 2021 10:50 PM IST
In the past, Sebi had imposed a disincentive amount of Rs 50 lakhs on National Stock Exchange for a techanical glitch. Though there is no fixed amount for the monetary disincentive currently, it’s clear that the regulator wants to formalise penalties at a higher amount to avoid such mishaps in future.
- Apr 26, 2021 10:31 PM IST
Sebi, in September 2019, had prohibited Morepen Laboratories from the capital market for one year for making misleading disclosures about the issuance of global depository receipts (GDRs) way back in 2003.
- Apr 26, 2021 10:01 PM IST
The probe found that the connected entities traded in the scrip of Vakrangee and created a misleading appearance of trading in the scrip without any intention of change in ownership of the security, by entering into synchronized trades at the relevant times.
- Apr 26, 2021 08:19 PM IST
ANMI wants 16 other relaxations due to severe pandemic conditions; regulator is cautious about front running cases and unauthorised trade without client information, which does not favour investors.
- Apr 23, 2021 08:11 PM IST
During the probe, SEBI observed that Victor Peter Christopher (noticee) is an employee of ITC since January 2, 2012, as 'Manager-Loss Prevention' with its hotels divisions and ITC had allotted Employee Stock Options to Victor.
- Apr 23, 2021 09:28 AM IST
The sale of stakes in companies holding shares worth Rs3077 crore at a mere Rs 89 crore raises several questions
- Apr 16, 2021 09:50 PM IST
Fines of Rs 12 lakh and Rs 6 lakh have been imposed on CPR Capital Services and PRB Securities, respectively, Sebi said in two separate but similarly-worded orders.
- Apr 14, 2021 09:26 AM IST
While the RBI and Yes Bank have refused to accept the charges of mis-selling in the case, Sebi has imposed monetary penalty on the bank and some of its officials.
- Apr 12, 2021 06:50 PM IST
Sebi has asked the bank to pay the penalty amount within 45 days of receipt of the notice.
- Apr 07, 2021 07:37 AM IST
Without NOC from Karvy or SEBI’s approval, fund houses can’t pay sub-brokers directly, putting them in financial strain.
- Apr 06, 2021 08:37 PM IST
The regulator had in February issued guidelines wherein AMCs were required to contribute Rs 150 crore as share capital for setting up of limited purpose clearing corporation (LPCC) by mutual funds.
- Apr 01, 2021 09:35 PM IST
Devesh Sachdev, the vice-chairman and board member of MFIN ( self-regulatory body for NBFC-MFIs) is the founder and CEO of Fusion Microfinance. Fusion Microfinance was set up in 2010 and now serves 1.8 million active customers through a network of 591 branches and 5,490 people.
- Apr 01, 2021 09:06 PM IST
The papers for setting up InvIT were filed with the SEBI on March 31, the NHAI chief said.