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  • SEBI’s proactive steps provide booster dose to capital market in pandemic times May 13, 2021 10:20 PM IST

    SEBI’s proactive steps provide booster dose to capital market in pandemic times

    From developmental work to strengthening the regulatory or compliance framework, the SEBI, MIIs and Intermediaries seem to have worked well together, despite the constraints, to ensure minimum hindrances in the stock market and related activities.

  • Sebi proposes rationalising 'promoter group' definition'; moots 'person in control' concept May 12, 2021 09:56 AM IST

    Sebi proposes rationalising 'promoter group' definition'; moots 'person in control' concept

    In a consultation paper, the watchdog has also suggested streamlining the disclosures requirement of group companies.

  • Sebi comes out with disclosure requirements under BRSR May 10, 2021 10:26 PM IST

    Sebi comes out with disclosure requirements under BRSR

    The new report — Business Responsibility and Sustainability Report (BRSR)– will replace the existing Business Responsibility Report (BRR).

  • Sebi comes out with new proposal for segregation, monitoring of collateral at client level May 10, 2021 10:16 PM IST

    Sebi comes out with new proposal for segregation, monitoring of collateral at client level

    Karvy Stock Broking crisis where clients' shares had been pledged illegally as collateral against loan.

  • Sebi notifies relaxed rules for listing start-ups May 07, 2021 06:00 PM IST

    Sebi notifies relaxed rules for listing start-ups

    Currently, the issuer company is not permitted to make discretionary allotment. In line with the provisions of main board IPO, issuer companies which have issued superior voting rights (SR) equity shares to promoters and founders will be allowed to do listing under IGP framework.

  • RBI okays Bajaj Finance's foray into prepaid payment business May 05, 2021 05:31 PM IST

    RBI okays Bajaj Finance's foray into prepaid payment business

    Last week, the company reported a growth in its consolidated profit for the fiscal year 2021, rising from Rs 948 crore in FY20 to Rs 1,347 crore in FY21.

  • What digital mutual fund platforms can charge: Takeaways from SEBI's response to Paytm Money's queries Apr 30, 2021 10:33 AM IST

    What digital mutual fund platforms can charge: Takeaways from SEBI's response to Paytm Money's queries

    The regulator says no charges can be levied for KYC, technology or payment gateway services. Advice fees can be charged only after investors okay all the terms and conditions

  • Explained: All about SEBI's rule asking mutual fund managers to invest a fifth of their salaries in own schemes Apr 30, 2021 09:49 AM IST

    Explained: All about SEBI's rule asking mutual fund managers to invest a fifth of their salaries in own schemes

    The regulator wants to ensure that the interests of fund managers are aligned with those of the unitholders

  • COVID-19 second wave | Sebi gives listed companies more time to report results Apr 29, 2021 09:45 PM IST

    COVID-19 second wave | Sebi gives listed companies more time to report results

    The market regulator has also extended the time period for filing annual secretarial compliance report to June 30.

  • SEBI's skin-in-the-game circular to mutual fund AMCs has good intentions, but is not well thought out Apr 29, 2021 06:39 PM IST

    SEBI's skin-in-the-game circular to mutual fund AMCs has good intentions, but is not well thought out

    Mere participation in the mutual fund scheme by employees and directors of the AMC is not a shield against underperformance or indeed wrongdoing 

  • Moneycontrol Pro Panorama | Is Sebi’s move on MF pay a game changer? Apr 29, 2021 02:46 PM IST

    Moneycontrol Pro Panorama | Is Sebi’s move on MF pay a game changer?

    In today’s edition Moneycontrol Pro Panorama: An IPO with a difference, Fed’s shot of hope, Maruti’s margin call, Moderna’s vaccine push and more

  • SEBI order ‘extremely problematic in implementation’: Radhika Gupta of Edelweiss MF reacts on compensation of mutual fund employees Apr 29, 2021 09:07 AM IST

    SEBI order ‘extremely problematic in implementation’: Radhika Gupta of Edelweiss MF reacts on compensation of mutual fund employees

    The SEBI order stipulates that mutual fund units paid to employees would be locked in for a minimum period of three years or tenure of the scheme, whichever is less.

  • Sebi may tighten noose on exchanges for tech glitch by penalising management: Source Apr 28, 2021 10:50 PM IST

    Sebi may tighten noose on exchanges for tech glitch by penalising management: Source

    In the past, Sebi had imposed a disincentive amount of Rs 50 lakhs on National Stock Exchange for a techanical glitch. Though there is no fixed amount for the monetary disincentive currently, it’s clear that the regulator wants to formalise penalties at a higher amount to avoid such mishaps in future.

  • SAT sets aside Sebi's order in Morepen Laboratories case Apr 26, 2021 10:31 PM IST

    SAT sets aside Sebi's order in Morepen Laboratories case

    Sebi, in September 2019, had prohibited Morepen Laboratories from the capital market for one year for making misleading disclosures about the issuance of global depository receipts (GDRs) way back in 2003.

  • Sebi levies fine of Rs 1.75 crore on several entities in Vakrangee case Apr 26, 2021 10:01 PM IST

    Sebi levies fine of Rs 1.75 crore on several entities in Vakrangee case

    The probe found that the connected entities traded in the scrip of Vakrangee and created a misleading appearance of trading in the scrip without any intention of change in ownership of the security, by entering into synchronized trades at the relevant times.

  • COVID fallout: Sebi may not allow brokers to work from home if call recording is not in place Apr 26, 2021 08:19 PM IST

    COVID fallout: Sebi may not allow brokers to work from home if call recording is not in place

    ANMI wants 16 other relaxations due to severe pandemic conditions; regulator is cautious about front running cases and unauthorised trade without client information, which does not favour investors.

  • SEBI fines individual for disclosure lapses Apr 23, 2021 08:11 PM IST

    SEBI fines individual for disclosure lapses

    During the probe, SEBI observed that Victor Peter Christopher (noticee) is an employee of ITC since January 2, 2012, as 'Manager-Loss Prevention' with its hotels divisions and ITC had allotted Employee Stock Options to Victor.

  • Shree Cement’s holding company share sale--when corporate governance took a back seat Apr 23, 2021 09:28 AM IST

    Shree Cement’s holding company share sale--when corporate governance took a back seat

    The sale of stakes in companies holding shares worth Rs3077 crore at a mere Rs 89 crore raises several questions

  • NSE co-location case: Sebi slaps fines totalling Rs 18 lakh on two trading members Apr 16, 2021 09:50 PM IST

    NSE co-location case: Sebi slaps fines totalling Rs 18 lakh on two trading members

    Fines of Rs 12 lakh and Rs 6 lakh have been imposed on CPR Capital Services and PRB Securities, respectively, Sebi said in two separate but similarly-worded orders.

  • Yes Bank AT1 bonds case: Does Sebi order pits the market regulator against the RBI? Apr 14, 2021 09:26 AM IST

    Yes Bank AT1 bonds case: Does Sebi order pits the market regulator against the RBI?

    While the RBI and Yes Bank have refused to accept the charges of mis-selling in the case, Sebi has imposed monetary penalty on the bank and some of its officials.

  • Sebi imposes Rs 25 crore penalty on YES Bank in AT1 bonds case Apr 12, 2021 06:50 PM IST

    Sebi imposes Rs 25 crore penalty on YES Bank in AT1 bonds case

    Sebi has asked the bank to pay the penalty amount within 45 days of receipt of the notice.

  • Mutual fund commissions stop for sub-brokers of Karvy Stock Broking Apr 07, 2021 07:37 AM IST

    Mutual fund commissions stop for sub-brokers of Karvy Stock Broking

    Without NOC from Karvy or SEBI’s approval, fund houses can’t pay sub-brokers directly, putting them in financial strain.

  • Sebi modifies framework for limited purpose clearing corporation by MFs Apr 06, 2021 08:37 PM IST

    Sebi modifies framework for limited purpose clearing corporation by MFs

    The regulator had in February issued guidelines wherein AMCs were required to contribute Rs 150 crore as share capital for setting up of limited purpose clearing corporation (LPCC) by mutual funds.

  • Fusion Microfinance, focussed on rural women entrepreneurs and backed by Warburg Pincus targets 2021 IPO Apr 01, 2021 09:35 PM IST

    Fusion Microfinance, focussed on rural women entrepreneurs and backed by Warburg Pincus targets 2021 IPO

    Devesh Sachdev, the vice-chairman and board member of MFIN ( self-regulatory body for NBFC-MFIs) is the founder and CEO of Fusion Microfinance. Fusion Microfinance was set up in 2010 and now serves 1.8 million active customers through a network of 591 branches and 5,490 people.

  • First tranche of InvIT worth Rs 5,000 crore likely by mid-May: NHAI Chairman Apr 01, 2021 09:06 PM IST

    First tranche of InvIT worth Rs 5,000 crore likely by mid-May: NHAI Chairman

    The papers for setting up InvIT were filed with the SEBI on March 31, the NHAI chief said.

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