Sebi

SEBI extends broad-based fund rules to AIFs managed by AMCs and subsidiaries

SEBI said that AIFs qualify as pooled assets under the regulatory framework.

SEBI crackdown in RRP Semiconductor case: Rajendra K Chodankar among 39 restrained

The action follows a preliminary examination into the sharp movement in the company’s share price and trading activity. SEBI’s review noted that the stock price rose from Rs 15 in April 2024 to Rs 10,887.10 by October 2025, reflecting a nearly 725-fold increase over 19 months.

SEBI uncovers Rs 2,950 crore Ponzi scheme hidden behind broking licence

SEBI noted that investors were induced to transfer funds into bank accounts of these entities and were provided dashboards reflecting fictitious profits. Initial withdrawals were allowed, but were later restricted.

After relief in main board IPOs, exchanges extend validity timeline relief for SME IPOs

In line with the regulator’s move, exchanges will grant a one-time extension of in-principle approvals for SME listings that are nearing expiry.

SEBI introduces mechanism to lock-in pledged shares to streamline IPO process

Some issuers had given feedback to SEBI that at times there are challenges in complying with such lock-in requirements, particularly in cases where pledges have been created by non-promoters prior to the IPO.

SEBI grants relief in IPO validity and MPS compliance timeline, amid weak market sentiment

Moneycontrol has reported today that SEBI is considering the twin measures to provide relief to the companies. In two separate circulars issued on April 7, the regulator said IPO approvals expiring between April 1 and September 30, 2026 will now remain valid till September 30, 2026.

SEBI may extend IPO validity, ease minimum stake dilution compliance timeline amid weak market sentiment

Recently industry association delegation met SEBI officials and sough 12 months extension on IPO approval validity and minimum public share holding compliance norms. The matter is being deliberated with stakeholders.

West Asia war disrupting oil supply, threatens global economy: SEBI Chief Tuhin Kanta Pandey

Pandey noted that the current crisis adds to a series of disruptions businesses and regulators have navigated in recent years, including the Covid pandemic and rapid technological shifts

New OTR framework for Equity Options from April 6, exchanges issue circular

The Order-to-Trade Ratio (OTR) measures the number of orders placed—including modifications and cancellations—relative to the number of trades executed by a trading member. A high OTR indicates excessive order placement with relatively low execution, creating ‘noise’ in the system.

‘Fantastic move by SEBI’: Mohandas Pai lauds proposal to revive open market share buybacks

SEBI had discontinued buybacks through the stock exchange route from April 1, 2025, citing concerns over fairness and taxation.

SEBI proposes revival of open market share buybacks

SEBI noted that under the revised provisions of the Income Tax Act, buyback proceeds will be taxed as capital gains in the hands of shareholders. This aligns the tax treatment of buybacks with regular market transactions, eliminating the disparity that previously existed between shareholders who participated in buybacks and those who did not.

SEBI to launch a special platform for investment advisors soon

Despite more than 22 crore demat holders in the country the number of investment advisors is less than 1000 and number of active investment advisors is even less.

Draft IT rules may spell trouble for news influencers as self-censorship, brand risks loom

Beyond legal implications, the amendments could trigger a cascading effect across platforms and advertisers, tightening the ecosystem around creators.

SEBI bars AFCO Capital from taking new clients for one month

SEBI acknowledged that some of the lapses were later rectified and that no investor losses were reported, given the limited participation in the open offer, the regulator emphasi\sed that failures relating to due diligence and compliance cannot be treated as minor or technical breaches.

SEBI flags questionable operations, ‘inflated revenue’ misleading disclosures at Elitecon; Rs 51-cr illegal gains impounded

SEBI alleged that promoters, including Vipin Sharma, offloaded shares into a rising market that was, prima facie, supported by selective disclosures and sustained positive messaging. The regulator said the company allegedly delayed or failed to disclose material developments, including regulatory actions.

Sub-brokers the weakest link in compliance? Unauthorised trades to profit-sharing schemes, NSE uncovers widespread AP violations

Exchanges, in consultation with SEBI, were supposed to come up with a consultation paper to review APs regulation last year, as the working group had already submitted its report. A working group had recommended very stringent due diligence norms, The status of the consultation paper is not known.

SEBI bars ‘Trading Tip Guru’ Yash Garg, orders Rs 93 lakh refund in illegal advisory case

SEBI said unregistered entities offering advisory services pose significant risks as they operate outside regulatory safeguards and undermine investor protection and market integrity.

SEBI further extends suspension on key agri commodity derivatives till March 2027

SEBI had originally directed stock exchanges with commodity derivatives segments on December 19, 2021, to suspend trading in these contracts till December 20, 2022. The curbs were imposed amid rising food inflation concerns.

Kaynes Technology settles case with SEBI, paid Rs 23.42 Lakh

The matter pertains to alleged non-compliance to maintain a Structured Digital Database of unpublished price sensitive information.

SEBI bars four for 2 years in Societe Generale front-running case; imposes penalties

The case centres around Atul Chaturvedi, a sales trader at Antique, who had access to confidential information about large trades to be executed by Societe Generale

SBI CAP Trustee Company Limited Settles case with SEBI, paid Rs 23.45 Lakh

SEBI found that while hypothecation had been created on security receipts offered as collateral, the trustee failed to create encumbrance through the depository system, as mandated. Only a deed of hypothecation had been executed in these cases.

SEBI proposes IT resilience index framework for market infrastructure institutions

MIIs will be required to compute the index on a half-yearly basis, within 60 days from the end of each half-year

SEBI urges big techs to crack down on unregistered fin-fluencers content

SEBI’s initiative comes amid growing concern over the scale and sophistication of online financial frauds, which are increasingly targeting retail investors before their money even reaches regulated markets.

SEBI launches verified app label initiative to protect investors from fraudulent apps

Under the initiative, apps belonging to SEBI-registered intermediaries including stockbrokers and other regulated entities will now display a verified badge on the Google Play Store

Viresh Joshi claims innocence in Axis MF case; PMLA court takes cognizance of ED's chargesheet

ED claims Joshi routed funds through a network of shell entities and bank accounts of family members to conceal illicit gains. These funds were allegedly used to acquire multiple immovable properties in India and abroad