Currently investors can already access a combined statement of their securities market holdings, such as equities, debt instruments and mutual funds, through the depositories. Pandey said, extending this will empower investors.
Individual investors are dumping small-cap shares, making these vulnerable to more losses in the coming year
SAT upheld SEBI’s July 24, 2024 order, concluding that Linde India’s interpretation of testing materiality on a contract-by-contract basis was contrary to the SEBIs framework.
SEBI alleged compliance officer failed to disclose the initiation of a forensic audit and did not ensure accurate reporting of the company’s shareholding pattern during his tenure. While non executive independent director failed to ensure that the financial statements adhered to accounting standards and presented a true and fair view.
The report said the episode should serve as a wake-up call to corporate boards: “Merely talking about good governance will not enable excellence; one has to walk the talk.” But cautioned that knee jerk reaction like dimissing the board may be counter productive
Under the new structure, SEBI has created AI-only schemes, funds meant exclusively for accredited investors, which will operate with lighter, scheme-specific compliance requirements related to investor protection.
The advance-decline ratio tells the story of the underlying weakness that has been troubling investors across the broader market. Yet, there's a silver lining as this indicator has lingered in oversold territory for an extended period, suggesting a trend reversal may be imminent
SEBI’s May 29, 2025 circular to curb speculation, boost transparency, and strengthen risk management in the fast-growing F&O market took effect in phases from July 1 and becomes fully operational from the trading day of December 8.
Prior to joining Sebi, he was Director General of Income Tax (Investigation) in Pune.
The dollar’s drop overnight puts focus on weaker Asian currencies like the Indian rupee, which slipped past the key psychological level of 90 per dollar on Wednesday.
Join Nandita Khemka in conversation with Nitin Bhasin, Head of Institutional Equities, Ambit and Ashish Bahety, Technical and Derivative Research Analyst, ProfitMart Securities
A backlash erupted after Meesho allotted nearly 25 percent of its QIB portion to SBI Funds Management, prompting several institutional investors to withdraw their applications in protest over what they alleged was a disproportionate allocation despite bidding for similar quantities.
Stock exchanges have overhauled their compliance framework, replacing the earlier penalty-driven approach with a structured Action Taken Report (ATR) mechanism that gives brokers two months to fix audit deficiencies.
There will be a two-step selection process prioritising F&O-traded stocks, introduce circuit-filter based eligibility for prospective inclusions, and apply a similar new capping structure mirroring the Financial Services index.
SEBI findings say that Jindal Poly misused company funds, diverted value to promoter entities, and violated disclosure and regulatory norms, causing substantial losses to shareholders.
Quantity freeze limits act as a safeguard to prevent erroneous or abnormally large orders that could disrupt market stability.
Pandey also emphasised the need to build awareness at the grassroots level. Nearly 50,000 investor awareness programmes were conducted across 90 percent of districts in 2024–25.
SEBI said the revised scheme also seeks to streamline and formalise the guidance process by establishing a dedicated nodal cell to process all informal guidance applications.
SEBI alleged that the firm violated rules relating to client funds, margins, reporting and brokerage. The restriction will be effective from December 15 for 7 days.
Sebi said such differentiation is essential to prevent investors from being misled.
SEBI has alleged misuse of IPO proceeds, inflated financials, and misleading corporate disclosures aimed at propping up the company’s share price.
The policy has been tweaked to facilitate greater participation by Mutual Funds and Specialized Investment Funds (SIFs) and promote REIT as an asset class.
In its interim order dated January 3, 2025, SEBI accused Salgaocar of benefiting from advance knowledge of large trade orders and barred him, Parekh, and others from trading.
Pandey said fraudulent trading apps, deep fake impersonations, and unregistered advisers continue to deceive investors
A sudden spike in the Sensex 86400 call option premium on monthly expiry day sparked trader concerns over volatility, glitches, and potential manipulation.