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    • SEBI allows interim disclosure of certified past performance by Investment Advisers and Research Analysts

      The move, SEBI said, is part of its broader effort to balance investor protection with operational ease for intermediaries, while ensuring transparency and credibility in the advisory and research ecosystem.

    • Sebi extends digital accessibility compliance timelines for investment advisors and research analysts

      Regulatior's move is aimed at providing additional time to these entities to adapt their systems and processes, given the operational challenges raised by industry participants.

    • Research analysts protest SEBI's new norms, some announce quitting the profession

      The new guidelines issued this month infringe on their right to earn a livelihood and force them to focus on short-term investing philosophy, they claim.

    • RA's website carries wrong info for nearly 10 yrs, RA blames poor copy-paste job; SEBI issues fine

      In the order dated January 15, SEBI also noted that the RA's website promised returns of up to Rs 4,000 per "positive trade", when assuring returns is strictly prohibited under the regulations.

    • RA tries to get around various regulations with single disclaimer; SEBI disagrees, issues fine

      In an order issued on December 24, the Securities and Exchange Board of India (SEBI) fined Sameer Pande, the proprietor of Niftypro Trading Research, Rs 2 lakh.

    • SEBI finally announces the setting up of performance validation agency called PaRRVA

      The regulator met with its Board on December 18

    • RA claims "75% accuracy" referred to "timing", not promise of returns; Sebi slaps fine of Rs 7 lakh

      Arun N, who operates the handle @HarmonicsT on platform X, was also found to have outsourced a core function to an aggregator platform

    • Sebi's action on Axis Capital: Research Analyst's article tipped off the regulator about "high-risk transaction"

      According to the regulator's order, a January 2024 article by RA Hemindra Kishen Hazari was the first to flag concerns on this issue

    • Sebi's plan to bring more finfluencers under its fold welcome, but could backfire on two counts

      The market regulator has floated a consultation paper relaxing the norms governing RAs and IAs, in an attempt to get more entities to register. But there may be unintended consequences.

    • Sebi proposes sweeping relaxations to regulations for investment advisors, research analysts

      The market regulator issued a consultation paper on August 6

    • MC Exclusive: Analyst faces scrutiny as his name is linked to violations similar to previous infractions

      A link to a website associated with Chetan Dhokiya advertised services by assuring investment returns of 1-4 percent.

    • SEBI moots summary proceedings for speedier disposal of intermediary-led violations

      In this regard, the Securities and Exchange Board of India (Sebi) has floated a consultation paper to invite public comments till August 6 on proposed amendments to the Intermediaries Rules, 2008.

    • Sebi recognises BSE as supervisory body for Research Analysts, Investment Advisors

      BSE Ltd will hold the position for five years from July 25, 2024

    • RA violates regulations, then 'ghosts' SEBI; fined Rs 3 lakh

      Grovalue Financial Services did not respond to the regulator's showcause notice or the hearing notice

    • Technical analyst uses institutional investor's office, Wi-fi to frontrun its trades; penalised 2x profits made

      The market regulator asked the analyst to disgorge illegal gains of over Rs 38 lakh and pay penalty of over Rs 77 lakh

    • RA fined Rs 7 lakh for presenting false picture of business, other violations

      The RA was found to have violated various provisions under the RA Regulations

    • Finfluencer RA Harinder Kumar Sahu, "assured returns" with "500% profitable strategy", sees registration suspended

      Sahu, who has lakhs of followers across social media channels, admitted to having taken months to clear a necessary certification

    • Stock tips sans recorded rationale on Whatsapp, Telegram: Sebi fines RA Manish Goel Rs 60 lakh

      Manish Goel was found in violation of various sections under the Sebi Act

    • From ‘machli’ to ‘murgi’ and 'chai': Finfluencers work out cryptic phrases to escape Sebi glare

    • SEBI's settlement order on research analysts is uncalled for 

    • Sebi should clear the air on who can recommend model portfolios

    • Surprised that Jio extended offer considering strong conversion: ICICI Direct

    • Experts see scope for margin expansion in Q4, FY18 for Maruti

    • Yes Bank's next growth phase to come with more capital: Diwan

    • Sensex to hit record high in 2015, analysts cut forecasts

    Advisory Alert: It has come to our attention that certain individuals are representing themselves as affiliates of Moneycontrol and soliciting funds on the false promise of assured returns on their investments. We wish to reiterate that Moneycontrol does not solicit funds from investors and neither does it promise any assured returns. In case you are approached by anyone making such claims, please write to us at grievanceofficer@nw18.com or call on 02268882347