Research Analyst

The move, SEBI said, is part of its broader effort to balance investor protection with operational ease for intermediaries, while ensuring transparency and credibility in the advisory and research ecosystem.

Sebi extends digital accessibility compliance timelines for investment advisors and research analysts

Regulatior's move is aimed at providing additional time to these entities to adapt their systems and processes, given the operational challenges raised by industry participants.

Research analysts protest SEBI's new norms, some announce quitting the profession

The new guidelines issued this month infringe on their right to earn a livelihood and force them to focus on short-term investing philosophy, they claim.

RA's website carries wrong info for nearly 10 yrs, RA blames poor copy-paste job; SEBI issues fine

In the order dated January 15, SEBI also noted that the RA's website promised returns of up to Rs 4,000 per "positive trade", when assuring returns is strictly prohibited under the regulations.

RA tries to get around various regulations with single disclaimer; SEBI disagrees, issues fine

In an order issued on December 24, the Securities and Exchange Board of India (SEBI) fined Sameer Pande, the proprietor of Niftypro Trading Research, Rs 2 lakh.

SEBI finally announces the setting up of performance validation agency called PaRRVA

The regulator met with its Board on December 18

RA claims "75% accuracy" referred to "timing", not promise of returns; Sebi slaps fine of Rs 7 lakh

Arun N, who operates the handle @HarmonicsT on platform X, was also found to have outsourced a core function to an aggregator platform

Sebi's action on Axis Capital: Research Analyst's article tipped off the regulator about "high-risk transaction"

According to the regulator's order, a January 2024 article by RA Hemindra Kishen Hazari was the first to flag concerns on this issue

Sebi's plan to bring more finfluencers under its fold welcome, but could backfire on two counts

The market regulator has floated a consultation paper relaxing the norms governing RAs and IAs, in an attempt to get more entities to register. But there may be unintended consequences.

Sebi proposes sweeping relaxations to regulations for investment advisors, research analysts

The market regulator issued a consultation paper on August 6

MC Exclusive: Analyst faces scrutiny as his name is linked to violations similar to previous infractions

A link to a website associated with Chetan Dhokiya advertised services by assuring investment returns of 1-4 percent.

SEBI moots summary proceedings for speedier disposal of intermediary-led violations

In this regard, the Securities and Exchange Board of India (Sebi) has floated a consultation paper to invite public comments till August 6 on proposed amendments to the Intermediaries Rules, 2008.

Sebi recognises BSE as supervisory body for Research Analysts, Investment Advisors

BSE Ltd will hold the position for five years from July 25, 2024

RA violates regulations, then 'ghosts' SEBI; fined Rs 3 lakh

Grovalue Financial Services did not respond to the regulator's showcause notice or the hearing notice

Technical analyst uses institutional investor's office, Wi-fi to frontrun its trades; penalised 2x profits made

The market regulator asked the analyst to disgorge illegal gains of over Rs 38 lakh and pay penalty of over Rs 77 lakh

RA fined Rs 7 lakh for presenting false picture of business, other violations

The RA was found to have violated various provisions under the RA Regulations

Finfluencer RA Harinder Kumar Sahu, "assured returns" with "500% profitable strategy", sees registration suspended

Sahu, who has lakhs of followers across social media channels, admitted to having taken months to clear a necessary certification

Stock tips sans recorded rationale on Whatsapp, Telegram: Sebi fines RA Manish Goel Rs 60 lakh

Manish Goel was found in violation of various sections under the Sebi Act

From ‘machli’ to ‘murgi’ and 'chai': Finfluencers work out cryptic phrases to escape Sebi glare

They are communicating in code and talking about ‘partnering’ with an RA

SEBI's settlement order on research analysts is uncalled for 

Why is it okay for research analysts to recommend a stock and not the weight assigned to it in a portfolio? 

Sebi should clear the air on who can recommend model portfolios

A recent case has raised questions on where the job of a research analyst ends and where the job of other intermediaries begins. The big unanswered question: who can recommend a model portfolio? 

Surprised that Jio extended offer considering strong conversion: ICICI Direct

Reliance Jio has extended its deadline for subscribing to Prime membership to April 15, 2017. Bhupendra Tiwary, Research Analyst, Telecom and Media at ICICI Direct shared his views on how Reliance Industries Ltd (RIL) would react today on the back of this newsflow and what the other incumbents could face like Bharti Airtel and Idea Cellular.

Experts see scope for margin expansion in Q4, FY18 for Maruti

Higher sales of Brezza and Balena helped Maruti report better realisations in third quarter, said shwin Patil, Research Analyst, LKP Securities.

Yes Bank's next growth phase to come with more capital: Diwan

Prakash Diwan, Market Expert, Altamount Capital Management said that for the next phase of growth to continue with this high decibel expansion addition of new capital is capital.

Sensex to hit record high in 2015, analysts cut forecasts

The Sensex fell to a 10-week low last week and closed at 27,975.86 on Monday but the poll of 21 analysts taken in the past week forecast it would recover to 29,500 by mid-year and reach a record high of 32,000 by the end of December.