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    Investor Complaints

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    • BSE registers 324 investor complaints in May 2022

      BSE registers 324 investor complaints in May 2022

      In the same period, 330 complaints were resolved against 188 listed companies, the stock exchange said.

    • File a complaint on Sebi’s SCORES for grievances against the exchanges, mutual funds or advisers

      File a complaint on Sebi’s SCORES for grievances against the exchanges, mutual funds or advisers

      While filling the complaint registration form, you will have to provide details such as your name, PAN, email address, Aadhaar number (optional) and central KYC ID (optional)

    • Sebi fines 34 cos for not fixing investor complaints

      Sebi fines 34 cos for not fixing investor complaints

      Clamping down on wrong-doers, capital market regulator Sebi has imposed a fine of close to Rs 50 lakh on 34 companies in the first half of the current fiscal for allegedly failing to resolve investor complaints.

    • Pending investor complaints against cos dip 16% in Aug

      Pending investor complaints against cos dip 16% in Aug

      As per Securities and Exchange Board of India directive, listed firms are required to resolve investor complaints within a month of receiving them failing which they would be liable for penal action.

    • Sebi fines 11 cos on investor complaint issue in FY13

      Sebi fines 11 cos on investor complaint issue in FY13

      Market regulator Sebi has slapped penalties totalling more than Rs 50 lakh on 11 companies since the beginning of the current fiscal for allegedly failing to resolve investor complaints.

    • Sebi slaps Rs 4 lakh penalty on Indiabulls Securities

      Sebi slaps Rs 4 lakh penalty on Indiabulls Securities

      Market regulator Sebi has imposed a penalty of Rs 4 lakh on Indiabulls Securities for allegedly violating various norms for stock brokers including delay in redressing investor complaints.

    • SEBI directs 14 firms to address investor complaints

      SEBI directs 14 firms to address investor complaints

      Securities market regulator SEBI today directed 14 companies to act on pending investor complaints within 15 days, failing which a penalty of up to Rs 1 crore each would be imposed on them.

    • Sebi to outsource processing of investor complaints

      Sebi to outsource processing of investor complaints

      Faced with the Herculean task of handling lakhs of investor complaints, market regulator Sebi plans to rope in third party agencies for processing and maintenance of these grievances.

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