BUSINESS
MC Exclusive: Analyst faces scrutiny as his name is linked to violations similar to previous infractions
A link to a website associated with Chetan Dhokiya advertised services by assuring investment returns of 1-4 percent.
BUSINESS
Sebi finds order exonerating L&T AMC 'erroneous', fines HSBC AMC Rs 5 lakh
The regulator re-examined whether L&T Asset Management, now HSBC AMC, had adequately recorded reasons for investment decisions that led to losses of over Rs 42 crore.
BUSINESS
Filatex Fashions trends on X, market observers suspect pump-and-dump
A week ago, the company announced the record date for a stock split, with shareholders set to get five shares for every one they own.
BUSINESS
Linde India stock jumps 5% after SEBI rebuke; shareholders eye refund of related party transaction monies
In the final order, the Securities and Exchange Board of India (Sebi) has asked NSE to appoint a valuer to valuate RPTs and has asked the company to reimburse NSE for the expenses.
BUSINESS
Capital-gains tax divides market, STT hike on F&O trades unlikely to deter retail traders
Market participants see LTCG/STCG hike as a body blow or the right move, believe STT increase won't deter retail traders
BUSINESS
Will hike in capital-gains tax in Budget 2024 spook markets?
Market veterans believe that it may not help short up government revenue but may simply dampen investor sentiment
BUSINESS
Market insiders expect STT hike in Budget 2024, expect HFTs to be hit hard
The capital markets regulator and the Economic Survey have raised concerns about the speculative nature of derivatives trading
BUSINESS
Budget 2024 and the market: How badly could a hike in capital gains tax affect sentiment?
Veterans believe that any hike could mean that a rough ride is in store, but add that the effect of such a move will be felt more by HNIs and active traders than by the typical retail investor.
BUSINESS
Should traders be worried about the securities transaction tax in Union Budget 2024?
Budget 2024-25: Market participants are expecting a raise and for it to affect high-frequency traders the most
BUSINESS
MC Investigates: Startup founder under fire for financial impropriety plans next venture
Some investors allege Krishna Maggo, who launched the investing platform Sateeq at 16, has left them in the dark about the status of their funds
BUSINESS
MC Exclusive: Sebi search and seizure on traders who seem to have profited from non-public information on regulatory action
In early July, homes and office of around 10 traders were visited by the Sebi officials
BUSINESS
Regulated entities drop finfluencers like hot bricks from brand campaigns; Sebi diktat may end a pandemic-led boom
Market insiders told Moneycontrol that the regulator's new guidelines are causing brokerages to shy away from unregistered content creators who may have discussed stocks to drive engagement.
BUSINESS
MC Exclusive: Sebi investigating role of Sanjiv Bhasin, formerly with IIFL Securities, in alleged market manipulation
Brokerage says Bhasin's contract was discontinued from June 17 and that Bhasin informed the brokerage about Sebi's enquiry
BUSINESS
Sebi recalls earlier directive on PEs relinquishing special rights ahead of listing
The market regulator informed this through a communication issued to investment bankers on June 24, which Moneycontrol has reviewed
BUSINESS
MC Explains: Why are Sebi’s search-and-seizure ops more serious than routine inquiries?
Search-and-seizure ops help when complex technology may have been used for market manipulation or when there can be tampering of evidence
BUSINESS
MC Exclusive: Sebi suspects front-running in Sandeep Tandon-owned Quant Mutual Fund; conducts search and seizure operations
Quant Mutual Fund has been the fastest growing mutual fund in the country with assets growing from Rs 100-odd crore in 2019 to nearly Rs 90,000 crore currently
BUSINESS
MC Exclusive| Sebi trying to reduce PE funds’ influence over IPO pricing with early cancellation of special rights: Sources
The market regulator has been taking steps towards this after some issues of newage tech companies that underperformed significantly since its listing
BUSINESS
PE investors will need to forgo special rights in IPO-bound cos without certainty of exit
Until now, they had to give up their rights only at the time of listing; under the new guidelines, they will need to do that before getting the go-ahead for listing
BUSINESS
PTC India's CMD, PTC India Financial Services' ex-MD fined, barred from holding position in listed companies over governance lapses
Rajib Kumar Mishra is CMD of PTC India and non-executive chairman of PFS; the order effectively means he will have to step down from these positions.
BUSINESS
Dalal Street Week Ahead: New govt, CPI, IIP, FOMC meet among 10 things that will keep traders on toes
After the new government takes charge, there should be calmer waters than what the markets had seen last week
BUSINESS
Sebi trolled! Man investigated for HAL insider-trading abuses regulator, attracts Rs 20-lakh fine
Rajat Mishra sent abusive emails and even an irrelevant YouTube link to the regulator in response to its queries, notices and summons
BUSINESS
Online bond platforms ask Sebi to ease sales, automate securities database to make market-segment more retail friendly
In a conversation with Moneycontrol, members of the newly formed Online Bond Platform Providers (OBPP) Association spoke to Moneycontrol about the regulatory interventions that have gone exceptionally well and the other interventions they are looking forward to.
BUSINESS
Is the US-stock market concentration too much or justifiable? Michael Mauboussin answers
The authors of the latest note from Morgan Stanley's Consilient Research finds answers that may not be comforting to active fund managers.
BUSINESS
Odd defence: Brokerage says zero earnings, 'only paying fees and penalties'; seeks leniency from Sebi
In its order, the regulator said that the financial condition or future business plan are of no concern when deciding on established violations
