BUSINESS
Brokers get clarity on investments in group businesses as Centre amends securities contract rules
The Finance ministry in a press release said the amendment is expected to provide regulatory clarity to enhance ease of doing business for brokers.
BUSINESS
Can merchant bankers be allowed to control SME IPO funds? SEBI's recent orders expose risk in the system
In tightening the SME IPO-related rules, exchanges and SEBI find themselves in tight spot as they have to keep in mind that steps taken do not lead to obstacles for genuine fund raising
BUSINESS
Gensol Engineering’s CFO Jabirmahendi Aga steps down, cites regulatory investigations
Gensol confirmed Aga’s resignation in a regulatory filing to the BSE and NSE on May 17.
BUSINESS
More time to ODI subscribers for granular disclosure
ODIs in common parlance are also called participatory notes or P-Notes
BUSINESS
Exam for accredited investors? SEBI working group suggests experience and knowledge test in addition to net worth
According to industry sources, the working group emphasised experience and skill set, and suggested a qualitative assessment in the form of an accredited investor examination.
BUSINESS
Sebi investigating IndusInd Bank officials for alleged insider trading in client companies
Some of the IndusInd Bank officials were getting updates on demerger, credit approval, stake sale, acquisition, big investments in client companies, and had placed trades on the basis of this information before the news became public.
BUSINESS
71% of IPO fund as merchant banking and issue related expense! SEBI action against SME merchant banker and company
SEBI, while carrying out a routine inspection of merchant banker Invenure, found something unusual. SEBI's inquiry revealed that VCL had raised Rs 20.10 Cr from the IPO in April 2024.
BUSINESS
Forgery allegation rocks REIT deal: SEBI officer’s email faked by Strata SM REIT?
In the Madras High Court, the promoter of Strata SM REIT has denied wrongdoing, alleging arm twisting by the builder with whom it had the dispute.
BUSINESS
IndusInd Bank's former top bosses may face board penalty for insider trading: Sources
If the bank’s board imposes a penalty for violation of its insider trading policy, then the market regulator SEBI may also proceed against the two bankers.
BUSINESS
BofA likely to face adjudication proceeding over insider trading charges
Two investment bankers of BofA who were under investigation and quit after an internal enquiry by the bank will also face adjudication proceedings.
BUSINESS
‘Surveillance will be very strong’ say SEBI sources on hike in Index Options Position Limit
Apart from enhancing index options position limits using Future Equivalent (FutEq) Open Interest, SEBI is also planning to introduce a flexible framework for index futures position limits.
BUSINESS
Big relief on Index Options position limit likely, key SEBI panel approves F&O 2.0 regulations
Regulator is likely to come up with a much higher threshold for Index Options net and gross limit as compared to the earlier proposal
BUSINESS
SAT rules activities of BSE subsidiary cannot be attributed to BSE as a violation
SAT noted that the 2012 and 2018 SECC regulations do not suggest that the activities of any subsidiary can be attributed as a violation committed by its principal, in this case, BSE.
BUSINESS
NSE gets in principal approval for electricity futures from SEBI
The NSE management also detailed the prospects of the product, saying that power derivatives are amongst the largest markets in the world.
BUSINESS
No relief to Gensol Engineering in SAT against SEBI order
Gensol Engineering argued that SEBI order is coming in the way of selling its subsidiaries and paying the financial institutions
BUSINESS
Gensol Engineering challenges SEBI ban in SAT, hearing today
As per sources, the appeal has been filed on behalf of company praying for removal of restrictions by SEBI
BUSINESS
Top Sebi panel to meet today on F&O 2.0 regulations and expiry days
The Sebi panel is likely to deliberate the feedback received on key proposals of relooking at how risk is measured in equity F&O segment, among other issues, as well as on fixing F&O expiry days.
BUSINESS
Less cumbersome inspections likely for brokers as SEBI discussing proposal with exchanges: Sources
Brokers had raised the issue of disruption in their routine operations by frequent inspections
BUSINESS
A crash course for top bankers in insider trading likely as SEBI seeks to sensitise top management: Sources
The first such crash course session could be launched as early as June, said a source
BUSINESS
Some breather to fund managers likely in insider trading regulations, SEBI in talks with MF industry: Sources
After major incidents of insider trading in mutual fund industry, SEBI amended the prohibition of insider trading regulations in 2022 and included mutual fund units under insider trading ambit
BUSINESS
Q&A | Focus is on risk-mitigating regulations, reducing unnecessary burden: SEBI's Tuhin Kanta Pandey
Tuhin Kanta Pandey added that measures to tighten the SME IPO regulation were taken, and if they require a relook, the capital market regulator will revisit them, in consultation with the industry.
BUSINESS
SEBI panel to soon deliberate on key F&O issues related to index options limit and expiry day
A SEBI committee responsible for advising the regulator on secondary market related regulations is scheduled to meet on May 7 and will take up these important but pending matters
BUSINESS
Sebi working on common advertisement code of all market intermediaries in ease of business push
The basic purpose of the proposed advertising code is to ensure ads stay accurate, fair, clear, unambiguous and concise, so that investors can make informed decision about their investments.
INDIA
Ensure financial viability before the demerger, experts say on SEBI’s proposal for demerger of clearing corporations
Unbundling of charges is key to understand the needs of revenue sufficiency of clearing corporations
