Sebi)

These certificates are used for individual traders who are shown as brokers’ staff and are required as per SEBI’s norms. Regulatory norms state that the NISM Series VIII certificate is mandatory for associated persons functioning as approved users and sales personnel of brokers dealing in equity derivatives.

SEBI’s high-level committee on conflict of interest of top officials submits its report

SEBI’s existing code on conflict of interest for board members was voluntarily adopted by the board in December 2008, when C B Bhave was the Chairman.

Prop trading scam uncovered: No KYC, no paper trail; misuse of leverage runs on victim’s trust

There are no agreements, no KYC, and no paper trail but trades happen in full swing, and things are fine until someone defaults, or there is a big loss.

ANMI urges SEBI to restore weekly Bank Nifty; seeks investor education, suitability norms

The NSE discontinued the weekly expiry of Bank Nifty from November 13, 2024, while BSE halted Bankex weekly expiry from November 18, 2024, in compliance with SEBI’s October 10 circular.

Sebi comes out with draft circular over rights of AIF investors

The circular also clarified that returns or profits shared by investors with fund managers such as carried interest are exempt from the pro-rata requirement.

SEBI warns investors over unregulated ‘digital gold’; Tanishq, MMTC among key sellers

SEBI cautioned investors that none of the investor protection mechanisms applicable to the securities market would be available for investments in such digital gold or e-gold products.

RRP Semiconductors, 8 others added to weekly trading basket; BSE imposes strict surveillance measures

BSE also stated that this new framework will be in addition to all other prevailing surveillance measures imposed by the exchanges from time to time.

SEBI grants open offer exemption to Paisalo Digital for reorganisation purpose

The proposed acquisitions are for an internal reorganization within the promoter family and are intended to streamline succession.

No regulatory gap but we have to see how to put guardrails to protect retail investors: Sebi official

The remarks came a day after Sebi (Securities and Exchange Board of India) chairman Tuhin Kanta Pandey on Thursday clarified that the capital markets regulator will not intervene in IPO valuations.

Top market experts at CNBC TV-18 Global Leadership Summit see opportunities in financials, banks, construction segments

Top strategists see selective opportunities in financials, construction, and IT stocks as India’s markets enter a mature bull phase.

SEBI to comprehensively review listing regulations, says SEBI Chairman Tuhin Kanta Pandey

Pandey concluded that SEBI’s regulatory stance is clear. 'We are first and foremost the guardian of trust in our markets. But we are also a facilitator of capital formation, enabling both investors and enterprises to participate with confidence and with ease of doing business'

SEBI to soon form a working group to review short-selling and SLBM mechanism, says SEBI Chairman Tuhin Kanta Pandey

Moneycontrol had reported that SEBI is exploring ways to deepen the cash market and had sought views of all stakeholders including exchanges, clearing corporations and brokers.

SEBI's Tuhin Kanta Pandey says mutual fund reach still shallow despite record AUM; inclusion, trust twin priorities

SEBI Chairman Tuhin Kanta Pandey said at the Global Leadership Summit 2025 that although 53 percent of Indian households are aware of mutual fund products, actual participation remains at just 6.7 percent.

Capital markets key to India's 'Viksit Bharat' vision, says SEBI chief Tuhin Kanta Pandey

He added that SEBI remains committed to simplifying and accelerating the capital-raising process to provide faster

SEBI proposes overhaul of certification of associated person framework

SEBI now proposes to remove the exemption for 'Principal Individuals ' category structure entirely and replace it by a new single combined criterion, minimum age 50 plus minimum 10 years of relevant domain experience as on date of examination / CPE.

SEBI to rationalise offer document summary further, says Tuhin Kanta Pandey

SEBI will further rationalise IPO offer document summaries, streamline pledging related lock-in and push retail participation in corporate bonds and commodities. At the same time, SEBI is tightening market integrity, with stronger cyber resilience, AI-driven surveillance, secure UPI pathways and cleaner social media environment.

Former SEBI Chairman M Damodaran led Excellence Enablers launches Pan-India Directors Community

The move is aimed at strengthening boardroom standards and modern governance practices. The move is expected to bring together independent and non-independent directors and professionals under one platform.

SEBI intensifies efforts to combat online investment scams; seeks stronger action from social media platforms

SEBI said that this reinforcement of responsibility at the platform level will be a critical layer in addressing the rapid growth of mis-selling, misinformation, pump & dump activity, illegal profit-sharing schemes.

Sebi expands IPO anchor book size to 40% to broaden institutional investors participation

Under this, the regulator has increased total reservation in the anchor portion to 40 per cent from 33 per cent earlier

'We don't determine what the valuation is,' says SEBI chief on IPO pricing and valuations.

Tuhin Kanta Pandey said SEBI’s main role is that disclosure should be robust and the market regulator is ensuring it.

Why brokers are demanding Bank Nifty's return

SEBI's crackdown on weekly options has triggered a revenue crisis across Indian brokerages and exchanges, with 26 lakh active clients exiting in the September quarter alone—prompting desperate appeals to restore Bank Nifty trading

Angel One settles SEBI proceedings for Rs 34.57 lakh over lapses in disclosure timelines

The order underscores the regulator’s focus on real time material event disclosure discipline under listing regulation. Under settlement regulation, parties can settle the issues without admitting or denying the guilt.

MCX incident not ideal, further action will be on basis of final analysis: SEBI chief Tuhin Kanta Pandey

Pandey explained that MIIs have an established standard operating procedure (SOP) as per SEBI regulation

SEBI initiates active deliberation on ways to deepen the cash market segment 

SEBI has received wide range of suggestions on the proposal to further deepen the cash market volume in equity segment.

Financial intermediaries must ensure clean, auditable books: SEBI chief

Real differentiator for market institutions will not be how they comply with regulations, but how meaningfully they internalise them, says Tuhin Kanta Pandey