Market Infrastructure Institutions

SEBI releases criteria for external evaluation of statutory committees of stock exchanges, other MIIs

The market regulator has said that the first of the external agency reports have to be submitted by September 30, 2025.

SEBI proposes making registered intermediaries, MIIs responsible for output of AI tools

The consultation paper issued on November 13 recognised the benefits of using these tools and the dangers of not regulating their use

Sebi proposes shareholders of market infra institutions have larger say in PID appointments

According to the paper, Sebi has received feedback that, under the current regulatory regime, shareholders do not have material oversight powers with respect to the functioning of the Board of MIIs

Sebi issues financial disincentives guidelines for bourses, other MIIs for surveillance lapses

The amount of financial disincentives for surveillance-related lapses would be determined on the basis of the total annual revenue of a Market Infrastructure Institution (MII) -- stock exchange, clearing corporation and depository -- during the previous financial year and the number of instances of such lapses during the financial year.

Will SEBI norms on sharing real-time price data be a big blow to unscrupulous stock-market trainers?

The new rules unveiled by the market regulator could spell the end of live-market training, which is a big draw for their audience.

MC Investigation: Employees, vendors of brokers, MIIs allegedly profit from sale of client data to illegal advisories, PMS firms

Moneycontrol's conversations with database sellers and buyers found that data leaks did not originate directly from regulated entities but from those associated with them. We found that data of even high net-worth individuals can be sourced for Rs 20 apiece.

To ensure business continuity, CCs to replicate risk-management systems on SaaS model

Each CC has been asked to design their RMS-SaaS with the RMS-software of a peer

Sebi issues further directions to MIIs' MD, CEO to improve cyber resilience

MIIs have been directed to submit a declaration from the MD/CEO that three criteria have been satisfied

Sebi asks MIIs to develop common Online Dispute Resolution Portal

The MIIs-- stock exchanges, depositories and clearing corporations-- will have to make joint efforts to develop and operationalize the ODR Platform, Sebi said in a circular.

Sebi moots new prudential norms for clearing corporations to reduce risks

The market regulator has said that Clearing Corporations (CCs) are exposed to concentration risk that may arise from the aggregate of exposures of CC and its subsidiaries to various entities.

What is Control?

The developments of this week had me wondering - is not economic influence a measure of control?