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    • SEBI releases criteria for external evaluation of statutory committees of stock exchanges, other MIIs

      The market regulator has said that the first of the external agency reports have to be submitted by September 30, 2025.

    • SEBI proposes making registered intermediaries, MIIs responsible for output of AI tools

      The consultation paper issued on November 13 recognised the benefits of using these tools and the dangers of not regulating their use

    • Sebi proposes shareholders of market infra institutions have larger say in PID appointments

      According to the paper, Sebi has received feedback that, under the current regulatory regime, shareholders do not have material oversight powers with respect to the functioning of the Board of MIIs

    • Sebi issues financial disincentives guidelines for bourses, other MIIs for surveillance lapses

      The amount of financial disincentives for surveillance-related lapses would be determined on the basis of the total annual revenue of a Market Infrastructure Institution (MII) -- stock exchange, clearing corporation and depository -- during the previous financial year and the number of instances of such lapses during the financial year.

    • Will SEBI norms on sharing real-time price data be a big blow to unscrupulous stock-market trainers?

      The new rules unveiled by the market regulator could spell the end of live-market training, which is a big draw for their audience.

    • MC Investigation: Employees, vendors of brokers, MIIs allegedly profit from sale of client data to illegal advisories, PMS firms

      Moneycontrol's conversations with database sellers and buyers found that data leaks did not originate directly from regulated entities but from those associated with them. We found that data of even high net-worth individuals can be sourced for Rs 20 apiece.

    • To ensure business continuity, CCs to replicate risk-management systems on SaaS model

      Each CC has been asked to design their RMS-SaaS with the RMS-software of a peer

    • Sebi issues further directions to MIIs' MD, CEO to improve cyber resilience

      MIIs have been directed to submit a declaration from the MD/CEO that three criteria have been satisfied

    • Sebi asks MIIs to develop common Online Dispute Resolution Portal

      The MIIs-- stock exchanges, depositories and clearing corporations-- will have to make joint efforts to develop and operationalize the ODR Platform, Sebi said in a circular.

    • Sebi moots new prudential norms for clearing corporations to reduce risks

      The market regulator has said that Clearing Corporations (CCs) are exposed to concentration risk that may arise from the aggregate of exposures of CC and its subsidiaries to various entities.

    • Sebi tweaks framework for upstreaming of client funds by brokers to clearing corporations

      The modifications have been made following representations received from various stakeholders, including Market Infrastructure Institutions (MIIs) and stock brokers, saying that changes to the systems are still under progress, and that there are certain practical difficulties in implementation of the proposed framework.

    • Market institutions should follow governance norms in spirit, not just letter: JN Gupta

      The co-location lapses at NSE was just one of the reasons for the tweaks to the governance norms for market infrastructure institutions (MIIs), said Gupta, who was part of the SEBI advisory committee on MII reforms

    • SEBI asks exchanges to conduct cyber audit twice a year

      In addition to the cyber audits, the exchanges are also required to carry out periodic vulnerability assessment and penetration testing (VAPT).

    • SEBI forms panel to improve governance norms for market infra institutions

      The committee would be tasked with "making recommendations on measures for strengthening the role played by the Governing Board and Committees of MIIs", the market regulator said.

    • Sebi board set to have an action-packed meeting on March 25

      Items that could be on the agenda include a revamp in delisting regulations, de-classification of promoters, shareholding norms for Market Infrastructure Institutions and discussions on an innovation growth platform.

    • Sebi asks bourses, clearing corps to put in place mechanism to prevent fraud

      In a circular, Sebi said that code of conduct and institutional mechanism for prevention of fraud or market abuse will be applicable to market infrastructure institutions (MIIs) — exchanges, clearing corporations and depositories–on lines of insider trading norms.

    • SEBI’s Innovation sandbox is all loaded up, but execution is key

      There is no one size fits all solution for the fintech industry. And the regulator knows it fully well

    • Sebi lays out cyber security policy for exchanges

      Identifying cyber crime as a major threat, Sebi Chairman U K Sinha recently said such attacks are occurring these days in a more sophisticated manner while he also raised concerns about the state-sponsored cyber attacks from abroad.

    • What is Control?

      The developments of this week had me wondering - is not economic influence a measure of control?

    • India's Stock Exchange promoters face a speed bump

      To list or not to list... that is the question dividing stock exchange promoters and policymakers over the listing of exchanges in India

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