BUSINESS
MC Exclusive| Algo sellers working out illegal arrangements with RAs to get around new SEBI norms
The market regulator issued the new norms on February 4 and, according to insiders, the algo sellers and a few registered entities are already discussing new revenue models
BUSINESS
MC Exclusive: SEBI checkmates illegal algo providers with a tweak in final norms
In the final circular, the market regulator has made a small change that will keep out illegal algo operators and provide ease of operations for retail traders
BUSINESS
Brokers welcome algo-norms, but will wait for clarity before investing big
According to SEBI circular issued on February 4, implementation standards will be out in April and directions will come into effect from August.
BUSINESS
What is driving Budget 2025's tight fiscal-deficit target and new financial anchor?
The deficit target surprised various market participants who had expected more generous spending to spur growth. But market experts say that there are other reasons for sticking to prudence.
BUSINESS
MC Explains: How SEBI decisively ends brokerages' romance with finfluencers
While the rules have been in place since August 2024, SEBI has clarified various points that were being used to get around the regulations in its latest circular dated January 29
BUSINESS
Live market stock trading: SEBI cracks down on fake stock market gurus!
One of the big draws for these entities was their live-market trades. This largely involved the teacher trading on his/her terminal or even a big screen (at live events) and students copying the trades.
BUSINESS
SEBI delivers deathblow to finfluencers, stops running unregistered advisories under garb of education
In late hours of January 29, the Securities and Exchange Board of India (SEBI) issued a circular clarifying provisions related to regulated entities with persons engaged in prohibited activities.
BUSINESS
How S Naren's "sound strategy" resulted in a disaster in the nineties bull run
In the book written by Safir Anand, the fund manager explains why an investor needs to respond to the reality of the market and not be rigid in his/her approach
BUSINESS
Samir Arora and the ‘Bear’ Story: Safir Anand’s book on how 2008 crisis brought bears into a bull’s office
In the yet-to-be-published book, the author has collected mistakes done by veteran investors, fund managers and their learnings
BUSINESS
Research analysts protest SEBI's new norms, some announce quitting the profession
The new guidelines issued this month infringe on their right to earn a livelihood and force them to focus on short-term investing philosophy, they claim.
BUSINESS
MC Exclusive| Stack Wealth may find itself in regulatory soup with its claims of SEBI registration, wealth management, say legal experts
The entity's description of its services could fall under the RIA Regulations. While it claims to be SEBI registered, it has not shared the required registration details under SEBI norms.
BUSINESS
Building 'castle in the air': SEBI stops trading in stock after P/E touches 4,00,000, price shoots up by 372% in a month
In the January 16 interim order, SEBI noted that the role of the company's statutory auditor GSA and Associates LLP needs further investigation
BUSINESS
RA's website carries wrong info for nearly 10 yrs, RA blames poor copy-paste job; SEBI issues fine
In the order dated January 15, SEBI also noted that the RA's website promised returns of up to Rs 4,000 per "positive trade", when assuring returns is strictly prohibited under the regulations.
BUSINESS
MC Explains: How SEBI may improve risk-measurement in options trading
The current method maybe sending stocks into a ban period unnecessarily and even capturing risk inadequately. Therefore, the regulator is considering a new measure.
MARKETS
MC Exclusive | Chased away by SEBI norms, finfluencers find refuge in highly lucrative crypto market
According to market insiders, a mid-level influencer can make upto Rs 10 lakh a month from partnering with these platforms
BUSINESS
SEBI fines stock broker whose 1,103 clients were 'dependent children' between 34 and 100 years
The market regulator found various instances of KYC norms violations particularly with respect to contact details
BUSINESS
Ketan Parekh and associates had frontrun US-based Capital Group's funds, say sources
There was much speculation that the big client mentioned in the SEBI order was another fund, based on PB Fintech's stock in 2022
BUSINESS
Rishte mei hum tumhare baap lagte hain, naam hai SEBI: How the regulator nailed Ketan Parekh
The market regulator used thrilling inventiveness to establish the connection between Ketan Parekh and the various numbers he was using to hide his identity
BUSINESS
SEBI calls out Investment Advisor on its "cock and bull story", issues fine of Rs 19 lakh
The IA named Sai Proficient Research Investment Advisory tried to claim that the violations were done by another unregistered entity named Shree Sai Proficient Financial Services (SSPFS) and that the investor-clients' complaints were fake and fabricated
BUSINESS
Who is SEBI's 'chronic complainant' with 578 similar grievances?
Over the last few years, this person has filed more than 500 complaints on closely related topics, and was even temporarily blocked by the regulator.
BUSINESS
MC exclusive: Illegal algorithm providers could get around SEBI's proposed norms; the trick lies in a set threshold
SEBI proposes new norms to regulate algorithmic trading in a bid to make the process more accessible to retail traders and also safeguard their interests
BUSINESS
MC Investigates| Epic Traders: Two entities, same name, same scam
These instances show how easy it is to impersonate an RA, collect money from people, and vanish, and why the centralised fee-collection mechanism (which is now optional) is so essential.
BUSINESS
SEBI fines Hindenburg-targeted Ebix for misrepresenting facts
Both the company and its promoter entity were jointly fined Rs 6 lakh by the market regulator on Thursday.
BUSINESS
SEBI Board meet: Industry insiders welcome easing of ESG compliance, phased rollout for value chain
The Securities and Exchange Board of India on December 18 announced ease-of-doing business measures for listed entities with the companies' Business Responsibility and Sustainability Report.
