Securities And Exchange Board Of India (sebi)

Sebi has amended Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018 or SECC Regulations as well as Depositories and Participants norms 2018.

'Instance of greed, egregious conduct,' says SEBI's Tuhin Kanta Pandey on Gensol incident

Sebi chief also spoke on the recent corporate misgovernance issue at Gensol Engineering, saying these are not systemic issues that require a regulatory reboot but Instances of greed and egregious conduct.

Congress presses SEBI chief Madhabi Puri Buch with new questions, says ICICI Bank statement 'confirms our charges'

At a press conference, Congress questioned how a person's retirement benefit be more than her salary as an employee.

RBI’s crackdowns show chase for higher returns breeds callous lenders

A scorching IPO market has made it more appealing for NBFCs, typically used to more flexible operations than banks, to ignore regulations just to grab the opportunity to make a quick buck through financing these.

Thanks to SEBI, markets are safe: Motilal Oswal’s Raamdeo Agrawal lauds digital control

Motilal Oswal’s Raamdeo Agarwal weighs in on capital markets regulator SEBI's contribution in making investing safer, and why it’s an exciting time to be in the markets.

MC Exclusive | RBI tells PTC India Financial Chairman to fix gaps in governance, operations, compliance  

RBI has also pointed out irregularities in the appointment of the company secretary and independent directors, and given a draft Risk Mitigation Plan with timelines.

SEBI to curb finfluencers to help investors get accurate, unbiased info

Under the proposal, finfluencers need to be registered with SEBI and adhere to specific guidelines. Also, it has been proposed to ban unregistered finfluencers from partnering with mutual funds and stockbrokers for promotional activities.

Sebi mandates FPIs to carry 10% of corp bonds trades via RFQ platform

The requirement will come into force from October 1, the Securities and Exchange Board of India (Sebi) said in a circular.

Exclusive: Sebi questions process of Mishra’s appointment as PTC India CMD, say sources

This comes after the regulator issued a show-cause notice in May to Mishra, for his role in corporate governance lapses at subsidiary PFS

Eros Intl allegedly used non-existent films to siphon funds

While investigations are ongoing, SEBI says that prima facie it seems that the production company cooked the books and signed agreements with bogus content makers, distributors

The curse of one-million followers: Why finfluencers want to stay small

“Finfluencers who used to have 20 brand collaborations now have two. There was a person who seemed to be getting a new brand collaboration a day, now it has come down to one or two new ones in a month,” said a finfluencer, who did not want to be named. Regulatory change has made it hard for the biggies to survive.

Cosmofeed offering ‘safe environment’ for illegal, unregistered investment advice

They have been approaching the influencers with a business-proposition — of giving a platform to sell stock ideas. It is to be noted that Sebi regulations allow only registered research analysts (RAs) to give investing advice.

Sebi cancels broking registration of Emkay Commotrade for facilitating NSEL's 'paired contracts'

The market regulator's order said that the broker's activities were detrimental to the securities market

Sebi releases framework for stock brokers, clearing members to upstream client funds

The market regulator has allowed a new avenue to deploy client funds in the form of mutual-fund overnight scheme units

Veteran stock trader Mark Minervini has a go at fake market gurus

"Stop listening to the clowns on TV shows, YouTube channels, and children with a track record and fewer years of experience than my oldest pair of underwear." The Twitter outburst was triggered by a 20-year-old's plan to launch a training service

From ‘machli’ to ‘murgi’ and 'chai': Finfluencers work out cryptic phrases to escape Sebi glare

They are communicating in code and talking about ‘partnering’ with an RA

Finfluencers ‘renting’ analyst licences for a fee after Sebi whip on advisory services

According to finfluencers, RA regulations are highly restrictive and their applications are being rejected

Sebi cautions India Infra Fund II, Global Infra Partners and IDBI Trusteeship Services for AIF Rules violations

The order has asked the fund to submit a revised Trust Deed to Sebi

How Educomp misled investors with inflated profits

According to a Sebi investigation, it involved hiding its losses in a subsidiary

Former Sebi director sees one challenge in Sebi’s disclosure proposal for ‘high-risk’ FPIs

Sebi has released a consultation paper to improve transparency in the ownership and control of FPIs

Educomp directors fined Rs 1 crore each, banned from market for 3-5 years for misleading investors

According to the Sebi order, ESL’s inflated figures came to light after it declared Edu Smart Services (ESSPL) as its subsidiary

Of furus, finfluencers and a frenetic rush for cover after Rs 6-cr whip on Sundar

Since the Sebi order on PR Sundar, many furus started deleting posts of their courses, workshops and ‘premium groups’ on social-media channels

Company mistakes Sebi order as ‘informatory mail’; delays material-event disclosure by 2 weeks

Sebi has ordered a forensic audit, concerned about the disclosure of the company's financial information

Jefferies’ long-only portfolios add Zomato, SBI Life, remove HDFC Life

In Chris Wood’s weekly newsletter, he detailed how some of the Asia (ex-Japan) portfolios have been changed

Sebi cracks the whip on AIF-structures helping regulated lenders hide stressed assets

According to the regulator, AIFs preferential distribution or PD structures could also lead to the ever-greening of loans