BUSINESS
SEBI board meet: New laws, new approach; 9 key announcements and the one that didn't make it
On December 18, the Securities and Exchange Board of India (SEBI) presented proposals that covered SME IPOs, performance validation and a new regulation that mandates public consultation as part of the process of the capital markets’ regulator.
BUSINESS
SEBI Board refuses to clear the much-feared PUSTA Regulations, say sources
The Securities and Exchange Board of India (SEBI) met with its Board on Wednesday, December 18.
BUSINESS
SEBI Board meeting may discuss SME listing, insider trading rules, specified digital platform
The regulator is expected to meet with its Board on December 18 to discuss a slew of modifications and regulations aimed at investor protection.
BUSINESS
SEBI's proposals for algo-trading norms could end illegal PMS arrangements within families
In a consultation paper released on December 13, the Securities and Exchange Board of India suggested a review of regulations that govern retail trading using algorithms.
BUSINESS
MC Exclusive: Brokerages, APs facilitates dabba-trading to make up for business lost to SEBI's new F&O norms
With the new index-derivatives norms rolled out from the end of November, brokerages and their distributors are finding alternative sources of revenue.
BUSINESS
MC Exclusive: MCX hires EY to investigate ransomware attack on brokerages, say sources
On December 9, more than 16 brokers were cut off from MCX servers following a cyberattack.
BUSINESS
Brokers continuing association with us, closely reviewing their security levels: Comtel after ransomware attack
In an interview with Moneycontrol, Comtel, which managed the data centre that was breached by a ransomware attack, explains what happened, how it was managed and how it can be avoided next time.
BUSINESS
MC exclusive: SEBI conducts search-and-seizure operations at Mansi Share, Sunshine Capital
The operations were part of the SEBI's investigations into an alleged pump-and-dump operation done by Sunshine Capital, a non-deposit taking NBFC.
BUSINESS
MC exclusive: Ransomware attack targets data centre that services around 16 brokers
Big brokerage houses, including IIFL Securities, 5 Paisa and Axis Securities, have been affected by the ransomware attack, sources tell Moneycontrol.
BUSINESS
"Ignorance of law cannot be an excuse": SEBI fines Premier Polyfilm for related-party transactions
In the December 9 order, SEBI fined the company Rs 3 lakh
BUSINESS
SEBI proposes allowing use of stock data with a lag of 3 months for investor education
The regulator has floated a consultation paper on how registered entities can associate with unregistered entities
BUSINESS
MC Explains: New SEBI rules on trade in index-derivatives and how they are playing out
The new rules started taking effect this month and market players are already feeling the heat
BUSINESS
Sebi does away with NOC requirement to release IPOs' security deposit
Stock exchanges have been asked to come up with a standard operating procedure to release these funds collected earlier
BUSINESS
Explained: Why SEBI cracked down on three unregulated bond platforms; what it means for other players
According to the regulator's order, the platforms seemed to be used to get around strict public-issue norms to sell bonds to a large number of investors.
BUSINESS
Explainer: Why a recent SEBI order on Piramal Pharma was highly unusual and what it means for other listed entities
SEBI’s review order by a whole-time member has exonerated Piramal Pharma once more. Here's a closer look behind the market regulator’s action, which is only the second time in a decade where a harsher directive was not issued.
BUSINESS
Dabba trading platforms ramp up marketing drive to woo F&O traders bracing for SEBI norms
Dabba trading platforms are aggressively promoting their no-margin and high-leverage products amid the market regulator's curbs on index derivatives, which will come into effect from November 20.
BUSINESS
MC Exclusive: Fake investment bankers making a killing amid SME sector’s IPO boom
Unregistered and fraudulent entities earn from investment bankers, who are struggling in a competitive industry. Also, these entities prey on ignorant business people, who are seeking shortcuts for IPO listings, according to experts in capital market regulations.
BUSINESS
Explained: Why has SEBI suggested that debenture trustees hive off a large part of their business?
In a consultation paper issued on November 4, the Securities and Exchange Board of India explained its reasoning.
BUSINESS
Explained: Will restricted InvITs proposed by Sebi really give assured returns?
The regulator has taken note of an arrangement prevalent in the market and floated a consultation paper to regulate it.
BUSINESS
Explained: Why a merchant banker's 'novel' way of raising its networth didn't fly with SEBI
A merchant banker tried to use an accounting workaround to meet capital adequacy norms, and ran foul of the regulations.
BUSINESS
IA collected fee "almost equal" to client's annual income, 4x another client's investable amount; fined Rs 40 lakh
Sebi has imposed a high penalty on an IA for various violations, for failing in its fiduciary duty to clients and for defrauding investors
BUSINESS
Sebi moots badges for registered entities on digital platform that facilitates association with regulated players
Sebi's consultation paper issued on October 22 details the framework that will govern the "specified digital platform", through
BUSINESS
Explained: What is the corporate bond market's new liquidity window facility and who stands to benefit?
To encourage greater participation of ordinary investors, the regulator has introduced this facility for the debt market. Here’s a breakdown of what this means.
BUSINESS
Ratan Tata centralised, globalised & modernised the group; his occasional ruthlessness played a part in success: Historian Mircea Raianu
Mircea Raianu, a historian of global capitalism and modern South Asia, has studied the Tata Group’s rise and growth for the past 150 years. He shares how Ratan Tata viewed the group’s legacy, took it forward and where he faltered.
