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IA restrained from practising for 6 months for violations including not customising to clients' needs

Suitability assessment ensures that investment advice is tailored to each client’s specific circumstances and promotes transparency and trust in the financial advisory process, said the regulator's order dated May 29

Moneycontrol News
May 29, 2024 / 21:20 IST
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During the inspection period, four employees of his firm resigned and four were appointed but this change was not intimated to Sebi.
Moneycontrol News
first published: May 29, 2024 09:20 pm

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