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Broking stocks higher as Sebi consultation paper seeks to revamp regulation, ease compliance burden
Brokerages’ referral programmes to make a comeback, SEBI to propose norms soon: Sources
SEBI fines broker FYERS Rs 4 lakh for violating peak-load and disaster recovery norms
Axis Securities pays Rs 14.62 lakh to settle allegations of violation of Stock Brokers Regulations
Angel One's authorised person found to be sharing office with illegal advisory; broker fined Rs 6 lakh
Sebi fines Anand Rathi for various violations, including not settling funds of inactive clients
Sebi fines Nirmal Bang for violation done by brokerage's authorised person
Odd defence: Brokerage says zero earnings, 'only paying fees and penalties'; seeks leniency from Sebi
Samco Securities faces penalty for 3rd time in 3 years, latest of Rs 2.5 lakh
19 entities, 2 Telegram channels pumps up stock price by 100% in 8 months; Sebi fines Rs 11.9 cr
'Peculiar' trades by Broker's MD cost him Rs 70 lakh loss in a day; Sebi fines Rs 8 lakh for price manipulation
Blatant mistake: Zerodha on BSE panel order that brokerage inaction led to tech issue
Tech glitch on broker platform? Investors can access exchanges-run service from October 3
Broker commits 'flagrant' violations and then ‘ghosts’ SEBI
Sebi circular builds up burden of responsibilities and obligations for QSBs
Classroom | Dealing with the stock broker (Equity: Part 5)
After NSE, BSE says one person company can act as stock broker
Sebi suspends brokerage firm MKM Finsec for 5 years
Sebi bans Brooks Lab, top exec from capital mkts for 5 yrs
Sebi bars Karvy Stock Broking from taking new work for 1 yr
Sebi sells shares in bulk deal to get money from defaulter
SEBI revises proprietary open position for non-bank brokers
Client code modification: Sebi says bourses can waive fines
Sebi slaps Rs 1.5 lakh fine on Triveni Management
Sebi to regulate trading through co-location systems

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Stock Broker

Broking stocks higher as Sebi consultation paper seeks to revamp regulation, ease compliance burden

Brokerages’ referral programmes to make a comeback, SEBI to propose norms soon: Sources

SEBI fines broker FYERS Rs 4 lakh for violating peak-load and disaster recovery norms

Axis Securities pays Rs 14.62 lakh to settle allegations of violation of Stock Brokers Regulations

Angel One's authorised person found to be sharing office with illegal advisory; broker fined Rs 6 lakh

Sebi fines Anand Rathi for various violations, including not settling funds of inactive clients

Sebi fines Nirmal Bang for violation done by brokerage's authorised person

Odd defence: Brokerage says zero earnings, 'only paying fees and penalties'; seeks leniency from Sebi

Samco Securities faces penalty for 3rd time in 3 years, latest of Rs 2.5 lakh

19 entities, 2 Telegram channels pumps up stock price by 100% in 8 months; Sebi fines Rs 11.9 cr

'Peculiar' trades by Broker's MD cost him Rs 70 lakh loss in a day; Sebi fines Rs 8 lakh for price manipulation

Blatant mistake: Zerodha on BSE panel order that brokerage inaction led to tech issue

Tech glitch on broker platform? Investors can access exchanges-run service from October 3

Broker commits 'flagrant' violations and then ‘ghosts’ SEBI

Sebi circular builds up burden of responsibilities and obligations for QSBs

Classroom | Dealing with the stock broker (Equity: Part 5)

After NSE, BSE says one person company can act as stock broker

Sebi suspends brokerage firm MKM Finsec for 5 years

Sebi bans Brooks Lab, top exec from capital mkts for 5 yrs

Sebi bars Karvy Stock Broking from taking new work for 1 yr

Sebi sells shares in bulk deal to get money from defaulter

SEBI revises proprietary open position for non-bank brokers

Client code modification: Sebi says bourses can waive fines

Sebi slaps Rs 1.5 lakh fine on Triveni Management

Sebi to regulate trading through co-location systems