United States Securities And Exchange Commission
Apr 23, 2012 at 08:39 | Source: Reuters
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On May 7, 2012, the Securities and Exchange Commission (SEC) Division of Trading and Markets issued guidance to prospective crowdfunding intermediaries under the Jumpstart Our Business Startups (JOBS) Act (H.R. 3606) in the form of Frequently Asked Questions (FAQs).
May 23, 2012 at 09:54 | Source: Mondaq
TORONTO, May 24, 2012 /CNW/ - Maple Group Acquisition Corporation ("Maple") and TMX Group Inc. ("TMX Group") (TSX:X) today noted that the British Columbia Securities Commission ("BCSC ... other jurisdiction of the United States. The Maple shares to ...
May 24, 2012 at 23:21 | Source: PR Newswire
Concrete measures to reduce cost, prevent leakages and strengthen internal control within the Commission have also been deplored, just as the assistance of the United States Securities and Exchange Commission was received to conduct a peer review and ...
May 28, 2012 at 06:20 | Source: Vanguard
Director of Enforcement for the United States Securities and Exchange Commission (SEC) Robert Khuzami, and New York State Attorney General Eric Schneiderman. The working group and its members are focused on investigating potential false or misleading ...
May 24, 2012 at 21:05 | Source: 7thspace.com
Former United States Securities and Exchange Commission attorney Willie Briscoe and the securities litigation firm of Powers Taylor, LLP are investigating the sale of Ariba, Inc. ("Ariba" or "ARBA") (NASDAQ: ARBA) to SAP (News - Alert ...
May 23, 2012 at 14:47 | Source: TMCnet
A shelf registration statement (File No. 333-178819) relating to these securities was filed with the Securities and Exchange Commission on February ... for commercial sale of its system in the United States. The Company continues with the ...
May 25, 2012 at 12:43 | Source: Sacramento Bee
INVESTORS SHOULD CONSIDER ALL OF THE INFORMATION SET FORTH HEREIN AND SHOULD ALSO REFER TO THE RISK FACTORS DISCLOSED IN THE COMPANY'S PERIODIC REPORTS FILED FROM TIME-TO-TIME WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION.
May 23, 2012 at 10:08 | Source: Marketwatch
The United States District Court for the Southern District ... On April 18, 2012, the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) issued a Joint Final Rulemaking on key definitions of entities needed ...
May 26, 2012 at 09:21 | Source: Mondaq
Reaugh, President and Chief Executive Officer This news release may contain certain "Forward-Looking Statements" within the meaning of Section 21E of the United States ... the TSX-Venture Exchange, the British Columbia Securities Commission and the US ...
May 28, 2012 at 20:03 | Source: msnbc.com
DALLAS, May 14, 2012 (BUSINESS WIRE) -- Former United States Securities and Exchange Commission attorney Willie Briscoe, founder of The Briscoe Law Firm, PLLC, and the securities litigation firm of Powers Taylor, LLP announce that the firms are ...
May 14, 2012 at 20:41 | Source: CNBC