Mis Selling Derivatives.
May 07, 2012 at 15:59 | Source: Moneycontrol.com
Apr 30, 2012 at 11:01 | Source: CNBC-TV18
Apr 26, 2012 at 14:46 | Source: Reuters
Apr 26, 2012 at 13:18 | Source: Moneycontrol.com
Mar 29, 2012 at 13:54 | Source: CNBC-TV18
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The alleged mis-selling of financial derivatives by banks to small business customers faces a major legal test tomorrow when a Scottish business sues Royal Bank of Scotland in the Court of Session. MPs have called for tough action on bank sales of interest ...
May 28, 2012 at 01:55 | Source: Herald Scotland
The group booked a £509m loss on derivatives in the year to March 2012, compared with a £1.4bn gain in the preceding year. Ian Marchant, SSE’s chief executive, and other executive directors saw their cash bonuses slashed as some awards were witheld in ...
May 16, 2012 at 19:42 | Source: Daily Telegraph
RBI penalises 19 banks for mis-selling derivatives 27-APR-11 The Reserve Bank of India (RBI) has fined 19 commercial banks, including the country’s largest, State Bank of India, for mis-selling derivatives products to clients. Development Credit Bank ...
May 18, 2012 at 17:02 | Source: Business Standard
LONDON – The Financial Services Authority has stepped up an investigation into the sale of complex derivatives to small U.K. firms ... "This alleged mis-selling has been of concern to the committee for some time," said Tyrie.
May 23, 2012 at 01:40 | Source: FOXBusiness
The news comes one month after Barclays revealed that it plunged into losses in the first quarter of this year on the back of a huge accounting charge and vast compensation claims for mis-selling ... head of derivatives at online brokerage ...
May 21, 2012 at 21:23 | Source: Channel NewsAsia
Newspaper Briefing, including 'Shareholders set to give RBS Chief Hester a rough ride' - Independent
The Scottish Herald Major legal test for banks over derivatives mis-selling: The alleged mis-selling of financial derivatives by banks to small business customers faces a major legal test when a Scottish business sues Royal Bank of Scotland in the Court of Session.
May 28, 2012 at 05:52 | Source: proactiveinvestors.co.uk
Just two weeks ago, the US Financial Industry Regulatory Authority (Finra) fined UBS, Citigroup, Morgan Stanley and Wells Fargo more than $9.1m (€6.9m) for allegedly mis-selling leveraged ... head of structured equity derivatives sales at UBS, says ...
May 13, 2012 at 18:27 | Source: Financial Times
Things like derivatives didn’t exist back in the time of Glass ... is going on and regulators can step in if things are getting out of hand. Buying and selling shares for periods as short as a fraction of a second need to be discouraged.
May 16, 2012 at 23:59 | Source: Forbes
FSA ‘powerless’ over JP Morgan: British regulators may be powerless to act against JP Morgan over its Chief Investment Office’s huge, loss-making positions in credit derivatives because ... accounts to prevent mis-selling of financial products.
May 25, 2012 at 05:48 | Source: proactiveinvestors.co.uk
"The market has had enough down days, and now some of the value-pickers have come out," said Basil Petrides, a Hartmann Capital equities and derivatives sales trader ... an internal probe into possible mis-selling. HomeServe, which has seen sales and ...
May 22, 2012 at 09:19 | Source: Daily Telegraph









